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HomeMy WebLinkAboutHousing & Redevelopment Authority Packet 12-15-1992PLYMOUTH HRA REPORTS MEETING OF DECEMBER 15, 1992 contains some double -sided documents. Film both sides AGENDA PLYMOUTH HOUSING AND REDEVELOPMENT AUTHORITY DECEMBER 15, 1992 AT 6:30 p.m. 1. Call to Order 2. Approval of Minutes from November 1i, 1992 3. Public Hearing on Increased Funding for CDBG Year 19 4. Public Hearing on Financing of a Senior Housing Project for 100 Rental Units S. CHAS Performance Report 6. Status Report on Senior Housing 7. Information Items a. Section 8 Statistical Report for November 30, 1992 b. Section 8 Financial Report for 7/1/92 - 10/31/92 8. Other Business 9. Adjournment hra/dh/12.15) WA j• MEND CITY OF PLYIDUTH 3400 PLYMOUTH BOULEVARD, PLYMOUTH, MINNESOTA 55447 DATE: December 10, 1992 For Housing and Redevelopment Authority Meeting of December 15, 1992 TO: Charles E. Dillerud, Executive Director FROM: Housing Specialist Milt Dale /Kry SUBJECT: YEAR 19 (1993) COMMUNITY DEVELOPMENT BLOCK GRANT (CDBG) PROGRAM/INCREASE IN FUNDING ACTION REQUESTED: The Housing and Redevelopment Authority should conduct a public hearing and develop a recommendation for the City Council concerning. CDBG program changes in regards to an increase in 1993 funding from $206,000 to $270,000. BACKGROUND: HUD staff recently informed us that the City of Plymouth can expect approximately $270,000 for the funding period January 1, 1993 through December 31, 1993, an increase of $64,000 over the amount earlier anticipated. Should a "significant change' occur in our CDBG funding, HUD requires a public hearing be held and a revised program showing new funding amounts be adopted. A °significant change° occurs if the change in the program is over 25,000 in funds or transfer of funds from one program to another. The initial .public hearing for CDBG Year 19 (FY 1993) was held on October 27, 1992. The Plymouth City Council adopted on November 20, 1992 the following funding allocation by program for CDBG fiscal year 1993: 1. Rehabilitation of Private Dwellings a. Administration of Activity $ 6,390 b. Grant/Loans to Homeowners 57 510 Sub -total, 0 2. Scattered Site Homeownership a. Administration of Activity 7,590 b. Grant/Loans to First Time Homebuyers 68.310 Sub -total 75.900 3. Child Care Assistance a. Administration of Activity 2,500 b. Sliding scale assistance 22,500 Sub -total RT.M 4. Planning and Administration of Programs 21,200 S. Senior Services Planning 20,0_00 Total 206,000 At our October public hearing, commissioners were appraised of the proposed Head Start facility to be located in Brooklyn Park. With the additional funds, consideration might. be given for this year to provide funding for this use. Initial plans are to remodel the former Brooklyn Park City Hall for Head Start use. A total of ten communities have been asked to join in this venture. Head Start, for those not familiar, is a federally funded program .to assist pre-kindegarten age children with "learning readiness° skills prior to entering the more structured school environment. Presently, the federal government provides 80% of the operational funding while the community provides the 206 remaining balance. The formula used by the designated Head Start grertee, Parents in Community Action, Inc. (PICA), is still. not acceptable to Plymouth as the 11% of families below the poverty level as per table: 1 in Jim Willis' memo, is inaccurate. This figure should be 2.4% according to our U.S. Census information. When using that figure, Plymouth's "share' would be considerably less or about $15,000. Staff will provide more information on this issue at the December 15 meeting. Chairman Crain, at the October 27 public hearing, also suggested funding an Interfaith Outreach or Habitat for Humanity project. This may be a consideration in the future, but as of now, neither organization has requested funding from the City. RECaNENDATIONS: I recommend we increase funding for two activities, i.e. Rehabilitation of Private Dwellings from $63,900 to $66,000 and Scattered Site Homeownership from $75,900 to $90,000. Also, I recommend the addition of a new activity, Head Start at $47,800. The allocations by activity, including anticipated administrative costs, are as follows: 1. Rehabilitation Private Dwellings a. Administration of Activity $ 6,500 b. Grants/loans to homeowners $59.500 Sub -total $66,000 2. Child Care Assistance a. Administration of Activity $ 2,500 b. Sliding scfle assistance $22.500 3. Scattered Site Homeownership a. Administration of Activity 91000 b. Grant/loans to First Time Homebuyers 01,000 Sub -total 4. Senior Services Planning a. Administration of Activity 2,000 b. Consultant fee 18.000 Sub -total S. Head Start Facility a. Administration of Activity 4,600 b. Plymouth share 43.200 Sub -total 6. Administration of Overall CDBG Program 211200 Total 270,000 Should the Head tart program not be acceptable to the Commission. I would recommend $30,01X. be added. to the Scattered Site Homeownership Program and 17,800 be added, to Rehabilitation of Private Dwellings with 10 percent of each amount set asfde for program administration. ATTACNINENTS: I. Resolution to City Council 2. Memo from Jim Willis, 9-25-92 hra/md/cdbgl2-15) HRA RESOLUTION 92-10 RECOMMENDING ALLOCATION OF YEAR 19 (FY 1993) COMMUNITY DEVELOPMENT BLOCK GRANT FUNDS (REVISION 1) WHEREAS, the City of Plymouth for Year 19 (FY 1993) will be in receipt of approximately $270,000 of Comounity Development Block Grant funds to utilize in such a way as to assist low and moderate income persons; and. WHEREAS, on December 15, 1992, the Plymouth Housing and Redevelopment Authority held a duly constituted public hearing to allow interested parties to express their opnion; and, WHEREAS, the Housing and Redevelopment Authority of the City of Plymouth discussed ways the Community Development Block Grant funds couldbe utilized in accordance with federal guidelines; NOW, THEREFORE, BE IT HEREBY RESOLVED BY THE HOUSING AND REDEVELOPMENT. AUTHORITY OF THE CITY OF PLYMOUTH, MINNESOTA, that the Housing Authnrity recommends the Plymouth City Council allocate the Year 19 (FY 1993) Community Development block Grant funds as follows: 1. Rehabilitation Private Dwellings a. Administration of Activity 6,500 b. Grants/loans to homeowners 59.500 Sub -total 555.000 2. Child Care Assistance a. Administration of Activity 2,500 b. Sliding scale assistance S22.500 Sub -total 25.0 3. Scattered Site Homeownership a. Administration of Activity S 9,000 b. Grant/loans to First Time Homebuyers 81.000 Sub -total 90.00 4. Senior Services Planning a. Administration of Activity 2,000 b. Consultant fee 18.000 Sub -total ToM 5. Head Start a. Administration of Activity f 4,600 b. Plymouth share 143,200 Sub -total TUW. 6. Administration of Overall-CDBG Program 21,200 Total $270,000 Further, that should the total CDBG allocation for Year 19 (FY 1993) exceed 270,000, the excess shall .bp allocated on a prorated basis to approved activities, subject to CDBG limitations. Adopted by the Housing and Redevelopment Authority on December 15, 1992. res/cdbg/xix.l) Nmo CLTY OF PLYMOUTH 3400 PLYMOUTH BOULEVARD, PLYMOUTH, MN 55449 DATE: Sgftmber 25, IM TO: Frank Boyce, Acting City Manager FROM: James a. Willis, Tion Advisor SURW3C : PROPOSED HEAD START FACRM RELOCATED III BROOKLYN PARS One of my unuddon advisor n ponsr'bi ides is m provide you with a sepoet on this proposed project inchrdimg.'bendki teoeived by the City, financial abligadoa, and aWquimg appmopmatimess of the p aposed method for distdbutiog costa.• By way of ba uood, you will mall that the Read Stan Program began a a federally funded initiative to assist young children with learning readiness education prior to emmq idedoWnem The pognuo cunendy =xsves 80 percent of IN gwWoud funds from the federal goveramest, with the balance, 20 pencwt, coming from local sources. I am informed that most often this local share is achieved through •soli march,• generally through contributed facilities. In Hennepin County, the federally designated Had Stan grantee for H=gft County is Parems in Community Action. Inc. (PTCA). PICA conolly provide: Had Sunt progamoft sandy in mbneq oils, ahhoatgh some aoa-Miooapolia PUtdpate o the psttgmm. The Mimbapolit, the are ovestmaed, hagely as a unit of a Iaege number of chimer diallftk as well a the Lc that both the city and school district have made additional finds available to rapport program apmft coals. This sesrdta in peesstrss being eoosste 1 to enmm tot moms of the spaces available and the fhcilides located in me city an, o tack used by digbble Bead Suet ddM= nddiog within ma City. PICA has been seeking a second sine in the northern suburban area for more than one year. This heft would unable me program to be mpaoded into do snI I community which would be smote convenient for digh k Head Sun ddWren. am OCT 2 12 PROPOSED READ START FACIIM RELOCATED IN BROOKLYN PARK September 25, IM Pap 2 FICA has indicated an ioteroet in aemoddtsg the farmer Bmoilyn P!m City IM for a now Head Suet hellity. The City of Beeekbu M has b dhted a williogaes to dedicate toe faculty for that poepose for a peiod of at haat 40 yea at an coat The we of eemodding see estimated at craft M0,000. PICA Is aeeldsg 0 6 g for the pscl ct team to cWa in me aas- 1 1- suburban aura, a well a no and fadend gmots and pshma beafaatoss. The to cNes in me aostbwat aeaa see behtg asked to coodde: collectively Somom g a sum of 5900,000 for me p v jest. ObMk A). An wady ad vary pselbdmy !rimula that was developed comumplases Plymoum cmtdbuting between $43,200 and $53,100 of the emimased 5300.000 total. It is assumed that the local fm ft would coma fiom Commodity Dmfto ms Block Ono (CDW) foods which are eaceived by each of the tem cites either a a dieect eadde rot city such a Plymouth, or doongo Smoepio County. Thews is co mtly no prgxxd to an property tae; dollars for this puepose. The on of Chi finds appears In be appropsisto given the fact that do Had Sm Program taegeu preens digabis for stcb prvgeam expendtmes. Assm ft that fwWft is the mama by wbieb cities each as Plymouth would be abed In flmd participaaao in me proposed project. It is appaemt that each city would have to eaview its CMG allocation ao demdoo and priositiae the relative value of the Had Sort Pmgmm against other commoahy needs. In addition, the question of expending CDBG hods for capital fi cftn locatad outride me cospomte limits, in support of a pragwm bmdtiog d4 ft Plymouth children, needs to be *.Vlomd. In Plymouth's case. thus should be nwiawed by the Comammity Development staff and Sousing and Redralopmmt Auuthority 000 prior to brag formally submitted to the dry Council. Phil Cohen of Brooklyn Curter is to can a meeting witbid me man couple of weeks m meet with each of do 10 dates to linmar discos how hal 0 1 g should be allocated. This issue will be. of critical inrposdooe a to F r 111 hellity in Bmoldym Pads would dove a p m mm capacity of about I.M. Comendy thea ate a 197 drams ander eurulled or am waitlewg Ilan for me Read Sm pmgmm Aft in the 10 cider. FICA esim w that thee may be 1,500 dugthtb youth whin the 10 ddes Obftk a). 8 is dear mat as apeathtg !bods become avaihble, additional heilida will be abeded. B is impeadve tbeefare that may bridal fiutchag machadmin be designed with mo fought In OW that the pwgmm will !obey be expanded in the !Muse and mat an agaiubie mans of financing such Adore eeIem e I needs to be pm in place sow wbto6 will mane mat a do dam expands, each city is rased agnmbly. am 0a 2 W r. s_ PROPOSI3D HBAD START FAC Zff R>LOCAM IN BROOKLYN PARS Sq mbar 25.1992 Page 3 Of obvious inq p - au.e is die pollicy gtt@Wm of whether ur not the City Conndd ad HRA believes that thele is a mad lar the aspwWm of a Hard Shit pwam in the s mdm Hm q* County neo. paettaohrb hipft dipibie ahihlmn is PWwol . I do not doubt dot time is bade spo mmt that vtamt suck u Had Sm do emve a salol seed and as puro4b a podtive mass by which yaugg ahiM= as pelt the ady sdmnlatim which is willsd to dmk !lame dridopmat. Haaww, the am of fooft the poo g m wild iemaie key to ahado or set tate type of doedve as be arbievod. So kmg as the cpomdood fimdiop it delved Brom do hdm d ®ovaamat, and the loco match being met -1 &1 aoa- I - saw or pashapa Hmoapin Cbssty, dds should sot pose a pasblem Por local units. 'lite longer ism oW aggest, however, me desire on the past of some to bavo load soli begin to patddpate in the opeaaft cats of the pmp m. 'Ilse policy implications of that, of course, an obvious to city councils. It is my view that so long as on egok*b capM foa ft faamola at be dmived whish udlima CDBti fending, Pbmxm 6 would be well served to puddpate is the pami; aed Pte• Tito City wail have to keep in mind, boarever, that the initial funding mechanism moot anticipate the fbom mad to cgwW the pmgcam and dheaears Its a N ddlkiea. The fun ft mechanism deioae should be to'bred to ensue that the 10 situ aecoplas that the WM building project will sot be the dost. am CC[ 2 IU ILL 1.1 '92 .l_::l 70:%.505060 FF0-i:•:IT'. OF EUL'A1 AW -1 T-112 P.O? TWE I STATISTICS ON CITIRS COUTRIBUTIUG 20 FAMILT RESOURCES CBNTRR IN BROORLTN PARR TEN CITF AREA OF FAMILIES BELOM OF RIDS ALBS CONTRIBUTIONS POVERTY LBVBL 6 AND SNUW TO HEAD START Brooklyn Center 16.1• 9.2• 38,100 Brooklyn Park 35.2 22.7 86,700 Champlin 3.1 9.1 18,300 Crystal 7.2 7.2 21,600 Golden Valley 5.2 5.5 15,900 Maple Grove 6.4 17.4 35,700 Now Nope 10.2 6.0 20,300 Osseo 1.2 8 3,000 Plymouth 11.0 17.8 4 0 Robbinsdale 4.4 4.3 13.2RTOTAL100.0• 100.00 300,000 am W 2 % 1= ' AO1 Head Start Enrollment and Waiting Ust Hennepin Consty. Febsnary 1991 Enrollment Waiting Inst *Est Eligible c asx T a in Ck1r%% 7 Minneapolis 884 1.033 6.643 Brookbis Park 49 74 467-1 Brooklyn Center 39 46 302/ New Hope 5 13 166 075121 3 5 151 Maple Grove 0 2 151 in 0 2 89 Robbinsdale 6 5 82 Golden Valley 1 4 TOW 1,097 1,255 9,613 Additional Head Start slots funded by the City of Minneapolis: 32 Total Head Start enrollment, all sources: 1,129 Numbers of eligible children in this table were estimated by calculating the midpoint of ranges given by Dorton Poquette, based on unwed birth rates for each community. The statistics for Osseds enrollment and eligibility will be available on September 24. Percentage Statistics Based on Above Numbers Percent of eligible children in Minneapolis currently being served: 13.396 Percent of eligible children in suburban Hennepin Courcy currently being served: 72% Percent of eligible children in NW Hennepin County currently being served: 6.6% Source: Parents in Community Action and Success By 6a Northwest of Northwest Hennepin Human Services Council co W2 X92 H• CITY OF PLVMDUTN 3400 PLYMOUTH BOULEVARD, PLYMOUTH, MINNESOTA 55447 DATE: December 11, 1992 For the Housing and Redevelopment Authority Meeting of December 15, 1992 TO: Housing a R e lopment Authority Commissioners FROM: Charles rud, Executive Director SUBJECT: PUBLIC N 6 ON FINANCING OF A SENIOR HOUSING PROJECT One of the senior housing financing options we are considering is the issuance of Essential Function Housing Bonds as authorized by the state legislature. A necessary prerequisite to the issuance of HRA bonds for housing purposes is the preparation of a "Financing Program" which is to be addressed at a public hearing prior to the issuance of the bonds. On December 15, 1992 a public hearing will be held before the HRA responsive to the State Statutory requirements with regard to review of a bond financing plan for multifamily housing. A copy of the public hearing notice that was published and a copy of the Financing Program" is attached and HRA attorney Dan Nelson will be available at the public hearing to further discuss this matter. Attachments: 1. Notice of Public Hearing 2. Financing Program for the Acquisition and Construction of a MultifamilyRentalHousingFacilityforElderlyPersons hra/cd/senfinl2-15) E1OIIBIT A PUBLIC HEARING NOTICE NOTICE OF PUBLIC NEARING 0 THE ADOPTION OF A FINANCING PROGRAM FOR THE ACQUISITION AND CONSTRUCTION OF A MULTIFAMILY RENTAL HOUSING FACILITY FOR ELDERLY PERSONS IN PLVNafiN. MINNESOTA NOTICE IS HEREBY GIVEN that a public hearing shall be conducted by the Board of Commissioners of the Housing and Redevelopment Authority in and for the City of Plymouth. Minnesota (the •Authority) on a financing program (the P ram•) for the acquisition and construction of a multifamily rental housing facility (the •Project•) located in the City of Plymouth. which Project will provide rental housing for elderly persons. The Project will be undertaken by the Authority pursuant to the provisions of Minnesota Statutes. Section 469.001 to 469.047 (the •Act•). The hearing will be held by the Board of Commissioners of the Authority at Plymouth City Hall. 3400 Plymouth Boulevard, Plymouth. Minnesota at 6:30 p.m. on Tuesday. December 15, 1992. The Project proposed to be financed under the Program includes construction and/or permanent financing for the Project as -described below: Project Description: Plymouth Senior Apartments Project Location: The Northeast corner of 37th Avenue North and Units: iPlyymouth Boulevard. Plymouth. Minnesota Financing Needs: $7.000.000 Rents: $600-SB00 The foregoing Project would be owned and operated by the Authority upon being financed under the Program. Under the Program. financing may be provided through one or more of the following: (a) the issuance of construction notes to the Program; (b) the issuance of up to $7.000.000 in revenue bonds of the Authority. secured by the Project financed therefrom; and c) the making or entering into any contracts, agreements. reimbursement agreements, mortgages. assignments. security agreements. guarantees. or similar agreements or instruments as may be necessary in connection with accomplishing the purposes of the Act. At the same time and place. the Boerd of Commissioners of the Authority will give all parties to appear an opportunity to express th5ir views with respect to the proposal to undertake and finance the Project pursuant to the Program. BY ORDER OF THE BOARD OF COMMISSIONERS OF THE HOUSING AND REDEVELOPMENT AUTHORITY IN AND FOR THE CITY OF PLYMOUTH - By Secretary SOUP EXHIBIT B FINANCING PROGRAM FOR THE ACUSITION AND CONSTWICTIOM OF A MULTIFAMILY RENTAL HOUSING FACILITY FOR ELDERLY PERSONS Pursuant to Minnesota Statutes, Sections 469.001 through 469.047 (the Act'), the Housing and Redevelopment Authority in and for the City of Plymouth, Minnesota (the •Authority`) is authorized to undertake housing development proects and to issue revenue bonds to finance such projects. The City of Plymouti (the •City`) has heretofore adopted a Housing Plan (the Plan•) in accordance with the requirements of Minnesota Statutes, Chapter 4620, providing for the acquisition and construction of multifamily rental housing facilities. designed for occupancy by elderly persons (as set forth in the Plan). Minnesota Statutes, Section 469.034 provides that such programs for multifamily housing developments may be financed by revenue bonds issued by the Authority or by the issuance of construction notes. The Authority has proposed a program providing for construction of approximately 100 units of one and two bedrooms ("Housing Units") to be located in the City as more fully described in Exhibit A attached hereto (the Project"). The construction of'the Project is to be funded through the issuance of up to $7.000.000 in construction notes or bonds to be issued by the Authority, (the °Obligations'). Following construction of the Project. the Authority wilt own and operate the Project as a multifamily residential rental project to provide affordable housing for elderly persons in the Plymouth area. Minnesota Statutes. lection 469.0171. requires that housing development projects be subject to certain requirements of Minnesota Statutes, Chapter 4620 with respect to the adoption of a housing plan and the adoption of a housing program following public hearings as required prior to the issuance of housing revenue bonds or other obligations under Minnesota Statutes. Chapter 462C. The Authority has in effect a housing plan (the 'Plan") meeting the requirements of Minnesota Statutes. Section 4620.03. Subdivision 1 (a) -(d) and has obtained review of the Plan in the manner provided in Minnesota Statutes. Section 462C.04. Subdivision 1. The Authority, in establishing this multifamily housing financing program the "Program). has considered the information contained in the Authority's Plan. The Project will be constructed and financed pursuant to Minnesota Statutes. Sections 469.034 and 469.035 or Minnesota Statutes. Sections 469.174 to 469.179. The Authority intends that financing of Project pursuant to the Plans may be provided through the issuance of up to $7.000.000 in Obligations secured by the Project financed therefrom. The amount of financing for the Project is not expected to exceed the amount set forth in Exhibit A. The Project will be held for occupancy by elderly persons. as determined by the Author ty. Rents anticipated to be collected for the various units in the Project are anticipated to be as set forth in Exhibit A. The Authority. in undertaking the Project. has considered the information contained in the Plan and has determined that undertaking of the Project is in the best interest of the public health. safety and welfare of the people of the City of Plymouth. Section A. Definitions. The following terms used in this Program shall have the following meanings. respectively: Act" shall mean Minnesota Statutes, Sections 469.001 to 469.047. as currently in effect and as the same wy be from time to time amended. City" shall mean the City of Plymouth. Minnesota. Nousing Plan" %hall mean the.Authority's 462C Housing Plan, adopted pursuant to Minnesota Statutes. Chapter 462C. Housing Unit" shall mean any one of the apartment units. each located in the Project, occupied by one person or family, and containing complete living facilities. Land" shall mean the real property upon which the Project is situated. Obligations" shall mean the construction notes or bonds to be issued to finance the Program. Program" shall mean this program for the financing of the Project pursuant to the Act. Project" shall mean the residential rental housing development consisting of approximately 100 Housing Units to be constructed by the Authority on the Land and owned and operated by the Authority. Section B. Program for iinancino theProtectIt is proposed that the iAuthorityestablishthisProgramtoprovidef!nancng for acquisition and construction of the Project at a cost and upon such other terms and conditions as are set forth herein and as may be further agreed upon in writing betwaen the Authority and the initial purchaser of the Obligations. if any. The Authority expects to issue the Obligations as soon as the terms of the Obligations have been agreed upon by the Authority and the initial purchaser of the Obligations. if any. The proceeds of the Obligations will be used by the Authority to finance the construction of the Project, to fund required reserves and to pay the costs of issuing the Obligations. It is anticipated that the Obligations shall have a maturity of approximately thirty years, subject to earlier mandatory purchase prior to maturity, and will bear interest at a rate not in excess of 8.002 per annum. The Authority will hire no additional staff for the administration of the Program. Insofar as the Authority will be contracting with legal counsel and others. all of whom will be reimbursed from proceeds of the Obligations and revenues generated by the Project, no administrative costs will be paid from the Authority's budget with respect to this Program. The Obligations are not 2- expected to be general obligations of the Authority, but are to be paid primarily from properties pledged to the payment thereof, which may include additional security such as additional collateral, insurance. a letter of credit or additional security provided by the City. Section C. Local Contributions To The Proaraa. The Project has requested and received from the City of Plymouth the approval of the Authority's levy of its special benefits tax under Section 469.033 of the Act for use in the Project. the ownership and operation of the Project by the Program: 1) Substantially all of the proceeds of the Obligations will be applied to the acquisition and construction of the Project and to the funding of appropriate reserves. 2) The Authority. and any subsequent owner of the Project. will sot arbitrarily reject an application from a proposed tenant because of race, color. creed. religion. national origin. gender. marital status. or status with regard to public assistance or disability. 3) No Housing Unit may be constructed in violation of applicable zoning ordinances or other applicable land use regulations. including any urban renewal plan or development district plan. and including the state building code as set forth under Minnesota Statutes. Section 16.83, et seq. 4) All of the Housing Units will be held for occupancy by elderly persons on a rental basis. 5) Pursuant to the Act and Minnesota Statutes. Section 462C.05, Subdivision 2. the Housing Units in the Project shall be designed to be affordable by elderly persons of moderate income as determined by the Authority. Section E. Issuance of Bonds. To finance the Program authorized by this Section. the Authority may by resolution authorize. issue and sell its Obligations in the form of bonds in an aggregate principal amount of approximately =7.000.000. The bonds shall be issued pursuant to Sections 469.034 and 469.035 of Minnesota Statutes. and shall be payable primarily from the revenues of the Project authorized by this Section. The total costs of the Project are presently expected to be as follows: Land Construction Construction Period Interest. Taxes and Insurance Design and Planning Expenses Financing Fees Reserve Fund TOTAL 3- The costs of the Project may change between the date of preparation of this program and the date of issuance of the Obligations. The Obligations are expected to be issued by May 1993. Section G. Severability. The provisions of this Program are severable and if any of its provisions. sentences, clauses or paragraphs shall be held unconstitutional. contrary to statute. exceeding the authority of the Authority or otherwise illegal or inoperative by any court of competent jurisdiction. the decision of such court shall not affect or impair any of the remaining provisions. Section N. Amendment. The Authority shall not amend this Program. while Obligations authorized hereby are outstanding, to the detriment of the holders of such Obligations. SMP 4- OWIBIT A M FINANCING PROGRAM Project Financing Description Location ' Un1ts MA $EBS. Plymouth Senior Northeast corner of 100 11.000.000 $600-800 Apartments 37th Avenue,North and Project Plymouth Boulevard 5870P 5- C. Now CITY OF PLYMOUTH 3400 PLYMOUTH BOULEVARD, PLYMOUTH, MINNESOTA 55447 DATE: December 10, 1992 For Housing and Redevelopment Authority Meeting of December 15, 1992 TO: Charles E. Dillerud, Executive Director FROM: Housing Specialist Milt Dale/ ml SUBJECT: COMPREHENSIVE HOUSING AFFORDABILITY STRATEGY (CHAS) PERFORMANCE REPORT The Department of Housing and Urban Development (HUD) requires an annual performance review of the year's previous CHAS to determine how well a community is doing relative to its adopted goals. Plymouth, Bloomington and Urban Hennepin County recently formed a consortium and as such will be submitting a combined document to HUD. The deadline for submittal is December 31, 1992 with public comment period up on December 18. The Chief Executive Officer for the County will transmit the report to HUD later this month. In my review of the report, I feel we have performed well in most activities. Our best performance has been in regards to the scattered site homeownership program where we exceeded our goals. Housing rehabilitation has continued as expected while the rental assistance goal is less than anticipated. Our initial plan to receive 30 more Section 8 certificate did not materialize as portability proved to bring a considerable increase of renter transfers into the community, hence no need to request more certificates. Developing the CHAS Performance Report has been the task of our consultant, Bill Thibault. One "controversy" in creating the report has been the difference in enumerating the data by the three consortium members with Urban Hennepin County and Bloomington wanting only new funding amounts considered as gains" while Bill has counted portability clients as additions to the Plymouth program. In my conversations with the County, they would like all three mefters to be consistent in their reporting HUD has not provided any clear guidelines in this matter so it seems we have an option. Since each jurisdiction's report basically stands alone within the overall content, I would opt for Thibault's method of evaluating performance. Some modification is still needed of the table on page 7 of the report. The consultant found the HUD guidelines as to determining the number of households and number of persons not clear. The revision will show estimated totals for both categories. Union City Mission is not able to give definite numbers as to persons or households served due to the very transient nature of their clients. As example, one room at the Home Free shelter my serve 3 .or 4 persons one night for 30 days or could serve 20 different persons over the same period. HUD does not require action by either the HRA or City Council but we would like an indication the report has been reviewed and found acceptable. A resolution to this effect is attached. Attachments: I. CHAS Performance Report 2. Resolution bra/md/chas12-15) NRA RESOLUTION 92-11 RECOMMENDING ACCEPTANCE OF YEAR 18 (FISCAL YEAR 1992 ENDING SEPTEMBER 30, 1992) COMPREHENSIVE HOUSING AFFORDABILITY STRATEGY (CHAS) PERFORMANCE REPORT WHEREAS, the City of Plymouth is required under the Department of Housing andUrbanDevelopment (HUD) regulations to prepare a performance report for evaluating its progress at achieving established goals outlined in its Comprehensive Housing Affordability Strategy (CHAS) for the Fiscal Year endingSeptember30, 1992; and, WHEREAS, the Plymouth Housing and Redevelopment Authority directed staff to engage a consultant to prepare a CHAS Performance Report; and, WHEREAS, the consultant selected was Thibault Associates who worked with City staff, the City of Bloomington and Urban Hennepin County staff in preparing a performance report for the Hennepin County Housing Consortium; and, WHEREAS, the public comment period is still open until December 18, 1992 thereby allowing public comments to be included in the report until that date; NOW, THEREFORE, bE IT HEREBY RESOLVED BY THE HOUSING AND REDEVELOPMENT AUTHORITY OF THE CITY OF PLYMOUTH, MINNESOTA, that the Housing Authority recommends the Plymouth City Council accept the Hennepin Housing Consortium Comprehensive Housing Affordability Strategy (CHAS) Annual Performance Report for Fiscal Year ended September 30, 1992. Adopted by the Housing and Redevelopment Authority on December 15, 1992. res/chas/12-15) COMPREIDENSIVE HOUSING AFFORDABILITY STRATEGY CHAS) ANNUAL PERFORMANCE REPORT For Fiscal Year Ended September 30, 1992 CITY OF PLYMOLIM9 AMWMOTA LEAD AGENCY HOUMNG AND REDEVELOPMENT AUTHORITY MFIt Lwe Boum S cialFa! MW Pbnoud Bmkvmd PbMouds, MM Ss447 Ga) sso-sOss TABLE OF CONTENTS COVER I.81TER. PERFORMANCE REPORT Part I - Annual Performance A. . Rewmn Made Available Within the Jurisdiction I . B. Investment of Available Resources 2fi C. iIwWh0ld5 and Persons Assisted 7 D. Other Actions Undertaken g Part 11 - Assessment of Annual Perb mance A. Assessment of Effectiveness 9 B. Future Actions or Changes 9 APPENDIX A. Description of. Piooess for Public Review 10 B. Summary of Public Commas: Received 10 Ow OfFbonva PART I - ANNUAL PERFORMANCE A. RESOURCES MADE AVAUABLE w1T M TRE jUR SDICTiON A summary of the resources made available in Plymouth, the actual resources or funds received, and a comparison of the resources received to the resources planned to be received in the. CHAS - September 30, 1992 Annual Plan is summarised. below. SOURCE RESOURCES RESOURCES RESOURCES GRANTING AGENCY) MADE RECEIVED PLANNED AVAH.ABIE 1992 CHAS Federal oCDBG 5206,000 206.000 206.000 Suction 8 Certificates 331,305 331,3050 610,000 41HOMS 0- 0- 20,000 Subtotal 737,305 737,305 836.000 Suite 911tehabilitation of Single Family I.anl OHRA Mill Levy PHvate•• 31300.000 31300.000 5.300.000 Mme spo in or SM M eom aocdm a amusorm pb. S177JW M .gym ammree Nmft The table above identifies the resources made available and the actual resources received. Resources received for Section 8 Certificates were about 39% less than expected because the City did not apply our did it receive additional Section 8 Certificates, but it did waist a substantially greater number of families through portability. The HOME Program was not approved and, dmrefore, no funds were received. MYor MEMENT OF AVAH ABLE RESOURCES The fnveaanent of rm:ources made available to Plymouth we described below. Each activity is separately identified. Psioeky and Activity: Sardon 8 Cerate Program Ston: Ms program P Pim ea pordon 4V Ae mw by dw MU aft HUD floi tag for mob a=Xed by low twom fmmtlta parttclpattng to du program %iso pay abom 30prnamt a/dudr Lwawjbr rem. Resource and Funds Used: HUD - Secdon 8 $551,305 7hla jiardimg provided mwdl aubluMe to a total iV225 MOM Geographic District: CYry-wide IAWWW: Nage MSB 1Fbnds:. Abw repdred Pattern of Attud Invest to Punned: The wwud elerment atlmated dmf $610,000 %Hold be readved. 71da Jtgure wnr basad on obtatmtmg ammlier 30 CeHPWw to add to dre 87 adsdgg cenpaota for a Met of 117 cern( aver. Homvwr, braave of die com bused lwmm U the partabtltdes into P& mom*, dre HRA did not apply jbr more cenP area, bat the met must b dmt dre acarol Wemdtnnrt Jr.90% tYdw p/ann[d espen&va. cb of rbowd Pdai ty and Aedvlty: RdnNlltotton ies/nSkfa ily houses Ducrilides: Ms program provides ftnimclal asstswnae to rhe owners tydrngk fmdly houses in need 4fwdemUng rrhaNNAIdM of rhdr un*. Resource and F=& Used: XUD - C DRG $90.386 7W Arn ng pr ddded ndmNlitadon au/ unc a to a total 012 flmdlla. M average atrtuance ons $4.19& Geoseaphle Dbb t: Qy-wiide 1. WNW: Alme Matdit Fm&: Ab ne Prttau of Achud InvedsoeW to Pbmnd: 71M annrnl ekment esdnmted that $52,W0 world be SPM on rdmNliradon wAsting sewn ahzing horrreoMMers and fourjira-tune hamebgers. Vw C7tyIs e Vendbunc iY350,386 wos 97% of dw projected mnoum. A tmal iV12 fodba wrne assLawd w %kh Is equd to 109% ifdw projemd monber ak&Mh an of AM assisted wen eduft hmnevw ers. civ efM - Pdorfly and Activity: Scattered Site Homeowmerthlp Program Mrat-time Homakiyer'a Program) Desesipdon: 7h& Progrmn. av revised In 1992, providesfinancial aaitkinc a to selected eligible buyers to pay W to 50 pamew 4V Me downpaymem, pay clatigg cows. and rdrrce ON mortgage pdndpd amouwJiam $3.000 to 3.dW N*kh mates the hm m more 40brdabk. Awdfiet now regluer, aomvlm dw 4ppU:otlon. be eugible and how been selected to parNe(pmte wider du provisions of drls plan. Homebuyers selected to padeipwe are retpowiN- forA ding an appropdase louse for sale In Plymowlr, sdecdng a lending budtwlon familiar MA rhe plan, making the arramgem w for the mortgage and mewing ON program regdranemts. Rwom+ce aul Fun& Chad: HUD GDHG $132.7179 7hls reSONOW aslasad 11 jaNges In bwmdng Jira-dine lmmebuyers. 71ue assistance rmngedpom a low ie 3.000 to a high iV$41,M lire median atalnow wins 11,000 Me louses pwadiused ranged in price Jiwn 48.9100, for a condo n Wien to $106,30D for a SIX& family horse. Me median was $78,900: The fwdly h momws rouged Jtnm $17,784 to $32,600. The medlan wast $23,338 Geotmok Db&ld: ay -wide Now Required Plttern or Actual Investment to Planned: Vie GYty's actual upetdlaw wear $132,700 comlpaad to P tspendlture tg*$31.01010 7hit equals=% more Alun projected. d total df li Jiro-thw lmmeboy rs were assisted Instead Vow uroJected 3 - d* equ ok 220% more Alun projected. CIVOMMUS PMtarhy and AdJvBy: NOME Program Damdipd n: Provlda more q#ordable runts/ and homeo*wrAo howting through aa9tdslrton, ndmuiutatton. new eoauniedon and teeanabued mmd atslstance. Assistance can be proWdad dtrowgh loon ad maces, qW* hwei nein, Interest suiiuldks and admr, bmw. Resoue+ce and F=& Wed: ROD - $0 Geog qft Dhbid: 1Vf Appucabk Leverage: Not AAugcabk - no funds proWdad Matehkg Fkmb: Required bta not opfibabk since noAwds proWdad InvWment to Plumed: PPOWMA poddpamd **h yenneptn Cowo and Bkvmftt m In a eonswda for parpnses V'aA*hg* f&"Ng wider die ROME Program. Hymoiah Is shone and usted mnomn to the 1992 CHAS) %w udmared at 20,CW - contingent on dm program being, knM Me program %w notfinded, thenrfore. P&mondr recalwd no idRang• Qq of rb A Pstoelty and AdIwky: Mw Sentor Odwx Housing Deaer"am: A progra n/dewelopment In Its San up phase. A 100 unit dew kwon Is proposed udWW local Jb dlng. 71st time Is !messed at the nonhem cancer if s Boukwa d and 3Z* Aw A w Abash and when aommau ted the wile would .be avdlabk to lower Insane eMedy. Resource and Funds used: Local Geog aphk Dbtrlet: N A. Leterape: Abase Required Marcelo= Funds: None Required Fa teen of Adual iovembum to Planned: 7fils project was AWd In the 1992 Annual Plan at one to be caeMemd with the need and design ekmmu Jar senior housing to be ew bared. Ab vVendttunes w re specocolly Iistsd. M oM, 9 C. iIOUSEHOIDS AND PERSONS ASSISTED Plymouth's estimate of the number of households and prions assisted during the year are summarized in the table which follows. ESTIIBIATE OF HODS®GIDS - PERSONS ASSISTED Comments - Properties and Types of Assistance Provided: Coloubaud m m. boob oC 219 6awiaw ie m. iauioo t aptl0e r Raves 0oombi4 • am dI :baaur 6d6a are am. 1I Bsomima homebuyers, ad 12 ahgb envy rebobitlmfoe unks. l du about Tia dhi m thain about 670 hdhitluW (o cy of sbich are In IM cum care e.6., ourft bona), and 67 Rmalea witbout AN= 6.2.. baftW comas Mammal Cbydilbm oa PLYMOUTH UNION DESCRIPTION HRA CITY OTTER TO'T'AL MISSION Estimate of low income households 2420 200•• 2 444 assisted Estimate of Venoms aasisted (i.e. homeless persons, ncn-homeless 5 537000 4 347 persons and persons with special needs) TOTAL 248 737 6 991 Comments - Properties and Types of Assistance Provided: Coloubaud m m. boob oC 219 6awiaw ie m. iauioo t aptl0e r Raves 0oombi4 • am dI :baaur 6d6a are am. 1I Bsomima homebuyers, ad 12 ahgb envy rebobitlmfoe unks. l du about Tia dhi m thain about 670 hdhitluW (o cy of sbich are In IM cum care e.6., ourft bona), and 67 Rmalea witbout AN= 6.2.. baftW comas Mammal Cbydilbm oa D. OTBER ACTIONS UNDE11tTAKEN Other actions mcdertalcerc by Plymouth during the iisisl year an described below: 2. 3. 4. The following could be considered public policies or at least actions talon that at relevant to public policies: 1) development and implementation of am procedures to assist first-time bomebuyyers inpurchasing a home, 2) a decision not to apply for additional Section 8 Certificates because of the substantial increase in the number of porlabilities and the net gain. and 3) a decision to pursue dridopment of a plan and an operational program. for a new senior citizen facility utilizing local bonding. Plymouth's HRA has entered into an agreement with Walloer Mensgement to provide and operate senior citizen housing on a site owned by the HRA and construction of a 100 unit facility is expected in 1993. The City of Plymouth, Hennepin County and Bloomington have farmed a CHAS consortia for the purpose of securing HOME Program finds. Plymouth has no public housing, therefore, no actions were talm. Plymouth has no public housing. therefore, .no actions wore talaen. 6. Moduh MM The City's housing programa including the Section 8 and the First-time Homebuyees Program are open to all. 8 OF of fymoia PART II -ASSESSMENT OF ANNUAL PERFORMANCE In accodance with HUD's Annual Report Requirements, Plymouth has 1) assessed its performance in terms of effboveness and 2) reviewed future actions or changes it might taloa tv its five year strategy. Each is reviewed below. I DI The City and HRA are satisfied with the effectiveneq of its performance and programs. During the year, 225 families were assisted in the Seem g Certificate program. Rehabilitation consisted of 12 units. The first-time homebuyers program was substantially revised and over 125 applications were tabun. A total of II families purchased and doled an houses during the year compared to 2 dna previous year. The non-profit agencies also were of ketive in their performance during the year. Be- WE ACTIONS OR CHANGES For the' 1993 annual year, Plymouth intends to pursue the plan set forth in the five-year strategy and as more specifically contained in Plymouth's 1993 CHAS. No change to Zhe five-year plan is proposed. A new five-year plan will be developed and approved in 1993 as envisioned by the current HUD regulations. Owarrb-Oft A. DESCRIPTION OF PROCESS FOR PUBLIC REVIEW The process Plymouth used to insure the public had an opportunity to review and comment on the Annual Performance Report included distribution of a draft copy of the report to the non-profit entities engaged in providing affordable and supportive housing in Plymouth, distribution to the library, notice in the Plymouth Sailor, a notice on Plymouth's public access channel (Channel 37), and by malting copies of the draft available at City Hall. B. SUNII4IARY OF PUBLIC CONEMUMS RECEIVED The following comments were received during the 30 day period for public examination and comment on the annual performance report. 10 Cay of Mymou& MEND 1P' CITY OF PLYMOUTH 3400 PLYMOUTH BOULEVARD, PLYMOUTH, MINNESOTA 55447 DATE: December 11, 1992 For the Housing and Redevelopment Authority Meeting of December 15, 1992 TO: HousinAR lopment Authority Commi:ioners FROM: Charled, Executive Director SUBJECT: STATUS OF THE SENIOR HOUSING PROJECT With the signing of the contract with Walker Management progress has finally reall begun on the senior project. I have enclosed a letter received from 1Management dated November 25, 1992 which addresses an issue regarding additional Market Analysis that I had discussed briefly with the HRA at our last meeting. I and the Chairman both agreed that the Market Analysis of the type that Walker was proposing was not covered in the original Thibault work and was necessary, based on the advice of our legal and financial counsel, if a public bond sale was to be successful. The $2,000 cost for this additional market work is certainly reasonable. I have also enclosed a copy of the initial time line presented by Walker which we are now operating under. The architect RFPs have been prepared and sent out to five firms. Those firms are Horty Elving It Associates, Inc.; Grooters, Leapaldt & Tideman; Miller Hanson Westerbeck Bell; Arvid Elness Architects Inc.; and, Trossen Wright Architects P.A. Since the deadline for submission of the written RFP materials back to the HRA is December 14, 1992 I expect I will have those materials available for distribution to the HRA at our December 15 meeting. Denise has also contacted each of you to ascertain your availability for a meeting beginning at 5:00 p.m. December 23, 1992. The purpose of this meeting will be to interview each of the firms responding to the RFP for architectural services. Earlier that day (December 23, 1992) the marketing specialist from Walker Management will be providing staff with a report on the market analysis activity that is taking place responsive to the Walker proposal of earlier this month. Based on the market analysis work that Yalker is undertaking; review of construction costs that Walker is undertaking; and, work by our financial consultants, Springstead. Inc., we should have an updated project proforma available very early in January which will enable us to drive ahead with the financing plans. Attachments: 1. Walker Management Letter of November 25, 1992 Regarding Market Study and Project Time Line 2. Request For Proposal for Architect Services RECENEDSamA. SUN" CAiyEmutiue OlFar swanas 00V •SO 1982 idt..MODIST.INC. a rsyA.+ahn.an CITY OF PLYMOUTH Emudoe Via President l.D i.DPiNT.DE 1 David A. Grant Vice Hhesident November 25, 1992 senior corporate counsel J1.cr eta ent union Raaewuaextanaa Mr. Quarks Di7kntd Director of Community Development Qty of Plymouth ardReswfaid[ntViaFleai 3400 Plymouth Boulevard 3larketinq Plymouth, Minnesota SS"7 m mamska Dear Chuck: Associate Via P"drnt Qualib• dip ---t I am glad that we have now begun the development process for the Plymouth Senior Housing project. We are moving forward with our preparadmis here at Buses Yikhu Walker. Aa we discussed at our Iai meeting, we believe that it is appropriateDirector PLhlir Relations that there be a market feasibility study conducted to better define the product. We indicated to YOU that the coat of the feasibility study would be approldmately S8 M Subsequently, I informed you that Walker would beDirectors. sant.. x..wte to its t on the transaction and do notI m8 forego P charge for internal Chair costs. We did, however, request t. et you reimburse Walker for the actual out. First via chair Pocket expenses t0 be incurred in purchasing the eOmputerlLed demographic NWMLWr i data neceaaary to complete the feasibility study. You agreed to do so. I am SR -and Vice jam Guiana hair writing to confirm that the amount of out-of-pocket will be in an amount not Secretary to embed $2,000. We are commencing that task immediately and hope to have rfmmnr the results ready for you by the time of the scheduled HRA meeting in December. uheride Aodeem eShianne A. I am enclosing a first draft of a Pre -Development Timeline for the project. You well note that then is an open item with respect to the completion of the focus Smups/maamer research. This is because we do not know to what y.• rte, extent, we well treed to use focus groups. Taultheanswerwillbethereof the wWadGme Ca.ensa corona market fes Mty study. If we need to go through a fun socia: group Rural. Meese see implementation in order to better define the produey our beat estimate is that awchaee process will take approximately six weeks. it it turns out, from the market 6eaa10ty study, that the product will be more of the subsidiad variety, the8 Moore Vaidep need for focus groups will be diminished and the focus group timetable can be zhdwJoins eliminated from the tiwlina. w had wyaa As you will recall, I forwarded to you some weeks ago a proposed RFp for rMene casupw of architects. It ft now time to send that RFP to the various architectural firms Walker Health services. W. which we discussed. At your convenience, please let me know if the RFP isWalkerllpotearsFund Walker Residence Group serotns s The Walker Campenies. Inc. Walker NLmpment.Inc. 3737 Bryant Avenue south. kxiomap" Minoesors 55409 a FAX 812/82.4458 a Telephone 812/827.8831 W9JkwEqualOpporlsoA5'er Development. Inc.ins ty Em&yer W Charles Dillerud November 25, 1992 Page 2 sadifam tory or if you desire changes in it As Boon as I hear fig you, I will send out theRFPsothatwecanbeginthearchitecturalselectionprocess. In the meantime, you should know that Greg Oppegard and John Berney bane been workingwithKathyAhotohelpbuildthedevelopmentproforma. There are certain assumptions that cannot be finalized until the market work is compleud. However, we can put the model together now in a way that will permit alteratm as the product is ultimately defined. Best wishes. Yours very truly, WALKER METHODIST, INC by . DfiAd A. C'sradt Vice Presldeet Senior Corporate Counsel PC: Karen Struve Ken Ward Janet Undbo Jane Morgan C h* Brehm Tim Getty Greg Oppegard John Earney I t E sus€ f f f f E jl 1 tltt tf 1 d ilk REQUEST FOR PROPOSAL For The PLYMOUTH SENIOR HOUSING PROJECT The PLYMOUTH HOUSING AND BY AUTHORITY The Plymouth Housing and Redevelopment Housing Authority requests a proposal which will provide for the services outlined below in connection with the plaanin& development, financing and construction of a 100 unit multi k vvk4 partially subsidizedindependent/congregate senior housing project ("the Project") to be located at theintersectionofPlymouthBoulevardand37thAvenueNorthinPlymouth, Minnesota. It is the intent of this request to secure a proposal to desiWdevelop a plan suitable for Presentation to Plymouth Housing and Redevelopment Authority, regarding the proposedsite. You will be working with Plymouth HRA staff and walker Development, Inc, consultant to the HRA. It is expected that design/development concepts for the Project will incorporate the desires of the HRA, based on a market research study currently beingconductedalongwiththecompletedHRAsurvey (enclosed). Your response to the RequestforProposalshouldshowflexibilityintheareasofdesignandcostbasedontheto -be - determined scope of the Project. Your response to this Request for Proposal should encompass the preparation of a concept and a plan to be followed by full architectural services (schematics designdevelopment, working drawings, specifications, construction administration) - guaranteedmaximumprice - exclusive of. 'reimbursables', including a minimum of weekly site visitsduringtheconstructionperiod. Structural, mechanical, electrical, civil engineering andlandscaping, architect and interior design services should be included in your response. Please incorporate into your response the following requirements: 1. Type of organization (partnership, corporation, etc.) and ownership. 2. Brief history of the firm, statement of qualifications. 3. Name, address,phone and fax number. 4. Provide listing of all personnel who would be involved in this project, educational background and discipline. S. Please indicate to what extent inhouse services will be used versus outside services and a brief description of the advantages and disadvantages of each. 6. Provide a listing of all inhouse or outside service providersiftwultants yourfirmwoulduseonthisproject. Include information from lines 2, 3 and 4. 7. Please explain how your firm will handle design errors and/or omissions, including all architect comrolled consultants. 8. Senior housing experience: a. Provide a listing of all senior housing projects your firm is currentlyinvolvedwith. A definition. of scope of project, cost what phase project is in to date, location of project, contact persons and telephone numbem b. list five of your most rcx ttly completed senior projects. Deane the scope of project, costs, both square foot unit along with a comparison ecet of estimated versus actual Selection of an architectural arm will be based on your concepti, plans and response to the above requirements as well as the following: 1. Your ability to design a project in a maturer which will mat the needs of the community and budget restrictions. 2. Your ability to work with the HRA and its staff and board. 3. Your ability to work within specific timelines and budgets. 4. The basis for your compensation on the Project. An itemized listing ofconsultantsincludedinthefeeandtheirrespectivefees. Three copies of proposal must be submitted no later than December 14, IM and addressedto: David A. Grant Walker Development, Inc. 3737 Bryant Avenue South Minneapolis, Minnesota 55409 612)827-8498 For further information about the project contact either. David A. Grant 612)827.8498 or Greg Gppegard 612)827.8335 BUIMARY STATISTICS REPORT- DATE: 11/30/92 SELECTION CRITERIA: ALL TENANTS WERE INCLUDED I. HEAD OF HOUSEHOLD COMPOSITION. (0 OF ALL HEADS IS IN PARSLP1it88E8) A. THERE ARE 155 HEADS OF HOUSEHOLD.. (MAY BE MORE THAN 1 IN A. UNIT.) THERE ARE 155 HOUSEHOLDS. a.. AGE: UNDER 30 30-39 40-49 50-•59 60-69 70-79 SOW NO: 51 71 13 2 4 e 6 PCT: 32..9 45.6 8.4 1.3 2.6 5.2 3.9 AVERAGE AGE: 36.8 C. BEE: MALE: 18 ( 11.6) FRMALE: 137 (. 88.4) D. SINGLE PARENT HEAD -OF -HOUSEHOLD FAMILIES ASSISTED: MALE: 1 ( 0.6) FEMALE: 114 ( 73.5) E. ELDERLY HEAD-OF-HOUSEROLD FAMILIES ASSISTED: OBR ISR 2BR 3BR 4BR 5+BR NO: 0 23 12 0 0 0 PCP: 0.0 14.8 7.7 0.0 0..0 0.0 F. NON -ELDERLY HEAD -OF -HOUSEHOLD FAMILIES ASSISTED: ORR IBR 2BR 3BR 4BR S+BR NO: 0 1. 99 20 0 0 PCT. 0.0 0.6 63.9 12.9 0.0 0.0 G. RACE/ETHNICITY: WHITE: 128 ( 82.6) BLACK: 21 ( 13.5) AMER IND/ALASKAN NATIVE: 4 ( 2.6) ASIAN/PACIF ISLANDER: 1 ( 0.6) OTHER: 1 ( 0.6) HISPANIC: 1 U 0.6) NON -HISPANIC: 154 (•99.4) H. MISCELLANEOUS: 62 YRS OR OLDER: 18 ( 11.6) RANDICAPPED: 12 ( 7.7) DISABLED: 5 ( 3.2.) FULL-TIME STUDENT (18 +):. 1 ( 0.6) NONE OF THE ABOVE: 121 ( 78.1) PHA Maaager 3.4a (086-92 * City of Plymouth SUM 0RY STATISTICS REPORT (cont)s Date: 11/30/92 Dago: 2 II. ALL MEMBERS COMPOSITION: (PCT IS PCT OF ALL MEMBERS) A. TRW ARE 390 MEMBERS. a. AGE: 0-12 13-17 18-29 30-39 40-49 195 18 60 80 15 50.0 4.6 15.4 30.5 3.8 AVERWB AGB: 20.3 C. SEX: ALL - MALE: 134 ( 34.4) ADULTS - MALE: 31 ( 7.9) 18 +) D. RACE/ETHNICITY: WHITE: BLACK: AM INUALA8XAN NATIVE: ASIAN/FACIF ISLANDI3R: OTHER: HISPANIC: 3 ( 0.8) E. MISCELLANEOUS: 62 YRS OR OLDER: HANDICAPPED: DISABLED: FULL-TIME STUDENT (18 +): NONE OF THE ABOVE: 50-59 60-69 70-79 80(+) 2 4 9 7' 0.5 1.0 2.3 1.8 FEMALE: 256 ( 65.6) FEMALE: 146 ( 37.4) 303 ( 77.7) 68 ( 17.4) 13 ( 3.3) 3 ( 0.8) 3 ( 0.8) NON -HISPANIC: 387 ( 99.2) 20 ( 5.1) 13 ( 3.3) 5 ( 1.3)• 1 ( 0.3) 353 ( 90.5) F: FAMILY SIZE: 1 2 3 4 5 6 7 8 NO: 27 53 51 17 6 1 0 0 PCT: 17.4 34.2 32.9 11.0 3.9 0.6 0.0 0.0 AVERAGE FAMILY SIZE: 2.5 G. RELATIONSHIP CODE: (AVG IS AVG PER HOUSEHOLD) HEAD SPOUSE ADULT DEPEN FOSTER NO: 155 13 7 210 0 AVG: 1.00 0.08 0.05 1.35 0.00 9 10 it (+) 0 0 0 0.0 0.0 0.0 LIVE-IN OTHBR 1 4 0.01 0.03 PHA Manager 3.4a (086-92 * City of Plymouth ^ SUNKUY STATISTICS REPORT (coat): Date: 11/30/92 Page: 3 III-. INCOWEXPEN8E8: A. INCODB; BREARDOWNN: (INCOME BEFORE ADJUSTMENTS) UNDER 2500- 5000- 7500- 10000- 12500- 15000- 2500 4999 7499 9999 12499 14999 17499 17500(•) NO: 3 1 89 23 13 10 6 10 PCTs 1.9 0.6 57.4 14.8 8.4 6.5 3.9 6.5 AVERAGE INCOME: $ 8460 AVERAGE INCOME AFTER ADJUSTMENTS: $ 7336 S. INCONS SOURCES: (AVG 18 AVERAGE FOR THAT ITM) EXCEPTIONS: LOWER INC FAMILIES REOUIRING LI EXCEPTIONS: 0 D. RENTS (Averages per Household, except for URP) TOTAL TEGM PAYMENT: 183.5 TENANT RENTS 157.7 HOUSING ASSISTANCE PAYMENT: 367.4 UTILITY REINBURSEMENT PAYl83IPP:********* (Avg !or only Hehids with URP) BNCURITY DEPOSIT: 135.3 E. EXPENSES: AVG IS AVG PER HOUSEHOLD WITH. TEAT ITEM) PUBLIC PELF i01GE8 ASSIST PENSION ASSETS OTHER RENT HOLDS WITH: 37 103 21 20 24 0 PERCENT: 23.9 66.5 13.5 12.9 15.5 0.0AVGAMOUNT: 21796 6228 7257 183 3212 0 C..MICOW CATEGORIES AT HOVE -IN: INCOMI CATBWRIEB AT R8EXA1[: VERY LOW INCOME: 75 48.4) VERY LOW INCONS: 100 64..5) LOWER INC=: 16 10.3) LOWER INCOME: 4 2.6) OVER INCOME: 0 0.0) OVER INCON E : 0 0.0) EXCEPTIONS: LOWER INC FAMILIES REOUIRING LI EXCEPTIONS: 0 D. RENTS (Averages per Household, except for URP) TOTAL TEGM PAYMENT: 183.5 TENANT RENTS 157.7 HOUSING ASSISTANCE PAYMENT: 367.4 UTILITY REINBURSEMENT PAYl83IPP:********* (Avg !or only Hehids with URP) BNCURITY DEPOSIT: 135.3 E. EXPENSES: AVG IS AVG PER HOUSEHOLD WITH. TEAT ITEM) HA11DCP DEPEN ELDERLY MEDICL CH CARE OTHER ASSIST DEDUC DEDUC HOLDS WITH: 19 19 2 0 121 35 PERCENT: 12:3 12.3 1.3 0.0 78.1 22.6 AVG AMOUNT: 1013 2162 768 0 825 400 PHA Manager 3.4a (086-92 * City of Plymouth BU1m1ARY'STATISTICS REPORT (cont): E Dates 11/30/92 Pages 4 XV. UNXTS/CBRTIPiCATEB/VOUCHERS (PCT is from unite an file except where noted) .- A. UNIT REPORT.- (Calculated only if report includes a single project) UNITS ON BILE: 0 PERCENT UNITS TOTAL ISSUED/ UTZLI- AVAIL. OSE. IBR 2BR 3BR 480 S+SR 1. UNITS It ACC: 0 0 0 0 0 0 0 0.0) 0.0) 0.0) 0.0) 0.0) 0.0) 2. LEASED: 0 0 0 0 0 0 0.0) 0.0) 0.0) 0.0) 0.0) 0.0) 3. OUTSTANDING 0 0 0 0 0 0 OR BXTMBDt 0.0) 0.0) 0.0) 0.0) 0.0) 0.0) 4. SALANCE (OVER 0 0 0 0 0 0 UNDER ACCs 0.0) 0.0; 0.0) 0.0) 0.0) 0-0) B. PROORM UTILIZATION: SECTION 8 CBRT: SECTION 8 1@: VOUCHER: PUBLIC HOUSING TOTAL: Includes ALL unite. Use Rpt 013 for more detail.) C. GROSS RENT UNDER 200 200-299 NO: 2 0 PCT: 1.3 0.0 AVERAGE GROSS RENTS 570.9 D. CONTRACT RENT UNDBR 200 200-299 NO: 2 . 0 PCT: 1.3 0.0 AVERAGE CONTRACT RBST: 545.1 300-399 PCT OF NUDWER PERCENT UNITS TOTAL ISSUED/ UTZLI- AVAIL. AVAIL. LEASBD ZATION 11 78.6 155 93.4 0 0:0 0 0.0 3 21.4 0 0.0 0 0.0 0 0.0 14 100.0- 155 91.7 C. GROSS RENT UNDER 200 200-299 NO: 2 0 PCT: 1.3 0.0 AVERAGE GROSS RENTS 570.9 D. CONTRACT RENT UNDBR 200 200-299 NO: 2 . 0 PCT: 1.3 0.0 AVERAGE CONTRACT RBST: 545.1 300-399 400-499 500-599 1 9 109 0.6 5.8 70..3 300-399 400-499 500-599 1 25 108 0.6 16.1 69.7 E. UTILITY ALLONANCB UNDER 25 25-49 50-74 not 90 60 2 PCTs 58.1 38.7 1.3 AVERAGE UTILITY ALLONANCE.- 25.7 600-699 700+ 17 17 11.0 11.0 600-699 700+ 5 14 3.2 9.0 I o i 75-99 100-124 125-149 150+ 1 2 0 0 0.6 1.3 0.0 0.0 u'. PER Manager 3.4a (086-92 * City of Plymouth SUMMY STATISTICS REPORT (cont): V. LEMING INFORMATION: TOTAL A. LEASE -IN-PLACE FAMILIES: 1 Date: 11/30/92 Page: 5 ELDERLY Mw_ELDERLY 1 (100.0) .0 ( 0.0) E. CERTIFICATE/VOUCHER SIZE VS ACTUAL UNIT SIZE: ACTUAL SIZE: C. EXCEPTION RENTS FOR CERTIFICATES: OBR IBR 2BR 38R 4BR S+BR OBR: 0 0 0 0 0 0 CERTIF/ IBR: 0 24 0 0 0 0 VOUCHER 2BR: 1 0 110 0 0 0 SIZE: 3BR: 0 0 0 20 0 0 4BR: 0 0 0 0 0 0 5+BR: 0 0 0 0 0 0 C. EXCEPTION RENTS FOR CERTIFICATES: D. COMPARISON OF GROSS RENT TO FMES: OBR IBR 2BR 3BR 4BR S+BR CURRENT FMRS (AVG): 0 535 630 788 0 0 GR > 1.1xPMR: 0 0 0 0 0 0 GR > FDA c 1.1xFMA: 0 0 0 0 0 0 GR - FMA: 0 12 15 1 0 0 OR > .9xPMA c PDA: 0 5 49 16 0 0 GR c .9xPMA: 0 7 47 3 0 0 TOTAL: 0 24 111 20 0 0 E. NUMBER OF ASSISTED FAMILIES WHOSE GROSS RENT EXCEEDS PAYMENT STD: OBR IBR 2BR 3BR 4BR S+BR VOUCHER: 0 0 0 0 0 0 AVERAGE 0 OVER PS: 0.0 0.0 0.0 0.0 0.0 0.0 NUMBER OF ASSISTED FAMILIES WHOSE GROSS RENT EXCEEDS PAYMENT STD: 0 P..NU1BSR OF ASSISTED FAMILIES WHO, BECAUSE THEIR GROSS RENT IS LESS THAN PAYMENT STANDARD, RECEIVE A SAVINGS: OBR "m 2BR 3BR 4SR 5+BR VOUCHER: 0 0 0 0 0 0 AVERAGE SAVINGS: 0.0 0.0 0.0 0.0 0.0 0.0 NUMBER OF ASSISTED FAMILIES RECEIVING SAVINGS: 0 PEA Manager 3.4a (086-92 * City Of Plymouth OBR IBR 2BR 3BR 4SR 5+BR 300 EXCEPTION AUTHORIZED: 0 0 0 0 0 0 200 EXCEPTION AUTHORIZED: 0 0 0 0 0 0 ANNUAL AW. FACTOR APPLIED: 0 0 3 1 0 0 CURRENT GR OVER FMR: 0 0 0 0 0 0 1-100 OVER PDA: 0 0 0 0 0 0 10-200 OVER FDA: 0 0 0 0 0 0 MORS THAN 200 OVER PMA: 0 0 0 0 0 0 D. COMPARISON OF GROSS RENT TO FMES: OBR IBR 2BR 3BR 4BR S+BR CURRENT FMRS (AVG): 0 535 630 788 0 0 GR > 1.1xPMR: 0 0 0 0 0 0 GR > FDA c 1.1xFMA: 0 0 0 0 0 0 GR - FMA: 0 12 15 1 0 0 OR > .9xPMA c PDA: 0 5 49 16 0 0 GR c .9xPMA: 0 7 47 3 0 0 TOTAL: 0 24 111 20 0 0 E. NUMBER OF ASSISTED FAMILIES WHOSE GROSS RENT EXCEEDS PAYMENT STD: OBR IBR 2BR 3BR 4BR S+BR VOUCHER: 0 0 0 0 0 0 AVERAGE 0 OVER PS: 0.0 0.0 0.0 0.0 0.0 0.0 NUMBER OF ASSISTED FAMILIES WHOSE GROSS RENT EXCEEDS PAYMENT STD: 0 P..NU1BSR OF ASSISTED FAMILIES WHO, BECAUSE THEIR GROSS RENT IS LESS THAN PAYMENT STANDARD, RECEIVE A SAVINGS: OBR "m 2BR 3BR 4SR 5+BR VOUCHER: 0 0 0 0 0 0 AVERAGE SAVINGS: 0.0 0.0 0.0 0.0 0.0 0.0 NUMBER OF ASSISTED FAMILIES RECEIVING SAVINGS: 0 PEA Manager 3.4a (086-92 * City Of Plymouth SUMMARY STATISTICS REPORT (cont): Date: 11/30/92 Page: 6 G.- UNIT TYPES: SINGLE FAMILY: 5 ( 3.2) DUPLEX: 1 ( 0.6) GARDEN: 147 ( 94.8) HIGHRISS: 1 f 0.6) TWINHOUSS: 1 0.6) H. HOUSING TYPES: LBASED NOT LWWBD IND GROUP RBSIDSNCB: 0 0 CONGREGATE: 0 0 MOBILE MOE PAD: 0 0 SINGLE ROW! OCCUP: 0 0 SHARED HOUSING: 0 0 RENTAL REHAB: 0 0 PROD SELF SUFFIC: 0 0 OVERISSUED: 0 0 FLAGGED: 0 0 OTHER: 0 0 I. TURNOVER: CERT MOD REii VOUCHER PDE HODS AVG TIMES USBD/LBASED: 0.10 0.00 0.00 0.00 J. CANCELLATIONS OF CERT/VOUCHBR: OVERINCOME: 0 ( 0.0) HOUSING NOT LOCATED: 0 ( 0.0) NO LONGER IIiTERESTSD: 4 (100.0) OTHER SUBSIDY: 0 ( 0.0) OBLIGATION UNMET: 0 ( 0.0) TERMINATED BEFORE 60 DAYS: 0 ( 0.0). OTHER: 0 ( 0.0) E. HAP/LEASE.CANCBLLATIONS: 01Qi8R UNCOOPERATIVE: 0 ( 0.0) TENANT UNDESIRABLE: 0 ( 0.0) TENANT DECEASED: 0 ( 0.0) NO LONGER IN JURISDICTION: 0 ( 0.0) NO LONGER INTERESTED: 2 (100.0) SUBSTANDARD HOUSING: 0 ( 0.0) NO LONGER ELIGIBLE `s 0 ( 0.0) SALE OF PROPERTY: 0 ( 0.0) PHA INITIATED: 0 ( 0.0) OTHER: 0 ( 0.0) L. ONNER: DATA: THIS REPORT ALL UNNBRS ONNERS N/CONTRAC'T'S: 25 29 FAMILIES UNDER LEASE: 155 154 AVC; FAMILIES PER O11NBR: 6.20 5.31 UNITS: 2 8.0) 2 ( 6.9) BLACK: 0 0.0) 0 ( •0.0) AMER IND/ALASXAN NATIVE: 0 0.0) 0 ( 0.0) ASIAN/PACIF ISLANDER: 0 0.0) 0 ( 0.0) OTHER: 3 12.0) 3 ( 10.3) PHA Manager 3.4a (086-92 * City of Plymouth 7 - DESCRIPTION PERIOD AMT TO DATE ANT BUDGET ANT OYERa UNDER RALANCE SXFET ASSETS 1111.1 CPENERAL FUND CASH 19348.96 9692.35 00 89692.35 1117 PETTY CASH 00 00 00 00 TOTAL CASH 19348.96 89692.35 00 89692.35 s ACCOUNTS RECEIVABLE s 871.70 00 59878.70 1129 ACCOUNTS REG. OTHER 00 00 00 00 TOTAL ACCOUNTS RECEIVABLE 00 59878.70 00 59878.70 1162' GEN FUND IN.ESTNENTS 00 00 900. Oil 1'11 PREPAID INSURANCE 00 00 00 00 1290 OTHER DEFERRED CHARG 00 00 00 00 TOTAL DEFERRED CHARGES 00 00 00 00 LAND* STRUCTURES t EQUIP. 111475 SITE ACQUISITION A7 646 87 2T 646.87 00 279646.87 1475.1 OFFICE FURN 6 EQ. 00 39219.97 00 39219.97 X1415.7 AUTOMOTIVE EQUIP. 00 00 00 00 TOTAL LAN09 STRUCT 6 EQ. 279646.87 309866.84 00 309866.84 1690 UNDISTRIBUTED DEBITS 00 00 00 00 TOTAL ASSETS 289995.83 459437.89 00 459431.89 a n 1: 4 a M 1) 1 1 1 1 • A .J .1 rRTt . 9 w DESCRIPTION PERIOD ANT TO DATE AMT BUDGET AMT OVER UNDER e.• .ur! c"cef LIABILITIES i SURPLUS ACCOUNTS PAYABLE 2111 VENDOR t CONTRACTORS 00 00 00 00 2111.1 FEDERAL INC TAX NH 00 00 00 00 7 2117.2 SOCIAL SECURITY WH 00 00 00 00 2117.3 STATE INC TAX NM 00 000 000. 00• 2117.4 HEALTH INS MH.00 00 00 00. 1O 2117.5 INSURANCE YM 00 00 00 00 a 2111.8 RETIREMENT NN 00 00 00• 00 2118 ACCOUNTS PAYABLE HUO 00 00 00.00 2119 OTHER ACCOUNTS PAY. 00 00 00 00 211 9-61 ACCf PAY - CITY 00 000 Sao STU TOTAL ACCOUNTS PAYABLE 00 00 00 00 m u 2210 PREPAID ANNUAL CONTR 65.853.004 134.883.000 00 1349883.000 it 9• 2290 OTHER DEFERRED GRED. 00 00 00 00 as 2690. UNDISTRIBUTED CREDIT 00 00 00 00 r 2700 INC L EXP CLEARING 369857.17 196.050.43 430.298.00 234.247.510 as all SURPLUS 2810 UNRESERVED SURPLUS 00 49447.147.7.7 23.157.00 494239990.77 all 2826 RES SURPLUS -OPER RES 00 103.385.350 00 103.385.350 2827 RES SURPLUS -PROD ACC 00 2989998.400 00 2989988.40* 29 2d40 CUM. HUD CONTRIB. 00 4@1519379.340 4539455.000 396979924.340 m i TOTAL SURPLUS 00 1069605.320 4309298.004 3239692.66 e TOTAL LIAR. L SURPLUS 289995.830 459437.890 00 459437.890 PvIOJF 00 00 0 9s sa N N 7 n rLIwuuln nan cu&Lun a CA •MULLmici bRcdai AmajoIJ rwvc j DESCRIPTION -------PERIOD------ ---TEAR TO DATE---- -------BUDGET------ CHANGE PUN AMOUNT PUN AMOUNT PUN AMOUNT 3000 ESTIMATED ADMIN FEE 48.20 4.192.97* 47.56 16.532.22* 00 00 16.552.220 • 3001 MEMO ACCT OFFSET. -,.48.20 4.19 7 47,56 6 552012 0 00 l0 552.22 .. OPERATING INCOME 3300 INT RESERVED SURPLUS 77 67.370 1.27 442.14+1 00 00 442.14* i 3301 AOMIN FEE INCOME 22.83 1.986.54* 22.04 706ri.170 00 000 79671.170 • 3610 INT GEN FUND. INVEST -'. 00 .. 00 000 00 000. 00... 00 3690 OTHER INCOME 00 0 00 25.000 is TOTAL OPERATING INCOME 23.61 2.053.91: 23.39 8.138.31* 000 00 8.138.31* Is u OPERATING EXPENSES ADMINISTRATION 4110 ADMIN- SALARIE'S 33.01 2.871.85 41.52 14.448.70. 42.0T 43.926:00 n 29.471.30* • 4130 LEGAL EXPENSE 00 00 00 00 00 00 00 20 4140 STAFF TRAINING 00 00 00 00 00 000 00 4150 TRAVEL 1.44 125.00 36 125.00 00.00 125.00 4170 ACCOUNTING 2.46 214.25 1.64 572.00 00 00 572.00 . 4171 AUDIT 00 00 00 00 48 5 0.00 500.00* a 4160 OFFICE RENT 00 00 000 00 00' • 00 00 4190 SUNDRY ADMIN EXPENSE 59 51.10 9.40 3.270.34 17 1 180.00 3.090.34 TOTAL ADMINISTRATION 37.50 3.262.20 52.92 18.416.04 42.73 44.606.00 26.189.96* s, m GENERAL EXPENSE 4510 INSURANCE 00 000 00 00 0t:.. 00 00 + 4530 TERMINAL LEAVE PAY.. 00 00 00 00 00, 00 00 " 4540 EMPLOYEE BEN• CONTR. 18.54 1.613.00 12.39 x•310.00 000 00. 4.310.00 x 4590 OTHER GENERAL EXPcN. 17.24 1.500.00 4.31 1.500.00 00.00 1.500.00 =+ 4591 AGNIN PORTwBILITY 7.20 626.48 5.50 1.914.40 00 00 1.914.40 TOTAL GENERAL EXPENSE 42.98 3.739.48 22.20 7.724.40 0.0• 00 7.724.40 .c t MOUSING ASSIST. PAYMENTS 14715.1 MAP -OCCUPIED UNITS 666.92 Sd 0 2.36 622.21 216,S30.08 369.44 385.692.00 169.161.920 14715.2 MAP -VACANT UNITS 00 00 00 00 00 00 00 •a HAP-0961UNPO RENT 00 00 00 00 00 00 00 4714715.3 4715.4 UTILITY ALLOWANCE 00 00 00 00 00 00 00 .. 4715.5 HA-PORTe.BILITT 100.15 26.112.960 106.22 36o,963.140 000 0 4 TOTAL MOUSING ASSIST. PA1366.77 31.909.40 516.00 119.566.94 369.44 3859692.00 206.123.063 " n TOTAL OPERATING EXPENSE 447.25 36011.08 591..11 205.707.38 412.16 4309298.00 2249590.62* u M e 1 r`Gnaw111 Iad%A Y &A \r a1\Y.I.A IGi UALYAa Ia1'IJYI444 rawc v i OESCRIPT7'td-------PERIOD------ ---YEAR TO.DATE-----------BUDGET------ CHANGE PUM AMOUNT PUM AMOUNT PUM AMOUNT OPERATING STATEMENT SURPLUS ADJUSTMENTS 6010 PRIOR YEAR AOJ-AitR 00 00 4.36 195180640 00 000 1.518.640 ; 6120 GAIN/LOSS NONEXP EQ 00 00 00 00 00 00 00 TOTAL SURPLUS ADJUSTMENTS 00 00 4.36 1.518.640 00 00 1951x.640 ' ROVISION FOR RESERVES' 7016 PROV FOR OPER RESERV 00 00 00 00 000 000 00 ' 7027 PROV FOR PRD ACCT 000 00 00 00 22.18 239157.00 239,57.000 ; TOTAL PROV. FOR RESERVES 00 00 00 00 22.18 239157.00 239157. 00 a a CAPITAL EXPENDITURES TSZO-REPLACE N 10 go egg egg 7530 RECEIPT NONEXP EQUIP 00 00 00 000 00 000 00 ' 7540 PROPERTY GET t AO •.317.7• 27 646.87 79.45 279646.87 00 00 279646.87 2 7590 CONTRA FOR 7500S 317.78 279646.870 79.45 279646.870 0 90 .d 0 9 TOTAL 00 00 00 00 00 00 00 ' a 1610 VANDALISM EX N . 000 Soo 00 W 000 egg CONTRIBUTIONS EARNED 8026 ANNUAL CONTR-CUR YR 000 00 00 00 436.34• 4539455.000 4539455.00 ' 8021 ANNUAL CONTR-PR TR 00 00 00 00 00 000 TOTAL 00 00 00 00 434.34 4539455.000 4539455.00 ' a a e a A®C!: office of the Assistant Secretary for Community Planning and Development, HUD. ACTIOIi: Notice of fund availability (NoFA). SM01ARY: This Mori— announces the av401-bility of approximately 5515 million. n funds for applications for assistance under three of :he Departmsnt•s programs for homeless persons: (1) supporti;re Housing; (2) Shelter Plus care; and (3) Section 8 Moderate Rehabilitation for Single Room occupancy Dwellings for Homeless :ndividuals. The NOFA contains information concerning eligible applicants, the funding available under each program, the application package, and its procesainq. DAWNS: An original completed application must be received by 5:15 p.m. Eastern Time on the date indicated as the applicable deadline for each program in the chart appearing in this NOFA. The application must be received in the office of Special Needs Assistance Programs in Washington. Applications may not be sent by facsimile (FAX). The deadline given for each program is firm as to date and hour. In the interest of fairness to all competing applicants, the Department will treat as ineligible for consideration any application that is received after the applicable deadline. Applicants should take this tractice into account and make early submission of their material to avoid any 3R of :;so of eligibility drought about by unanticipated delays or other el.very-related proolems. FOR A COPY OF TOM APPLICATION PACR.iGR, CON"YA"Ps Application packages are available from the BUD field office listed ac the end of :his notice. Additional information regarding the submission of applications is included in the package. ADORRSSRSs An original completed application must bw submitted to the following address: Department of Housing and Urban Development, office of special Needs Assistance Programs, 451 Seventh Street, SW, Room 7262, Washington, DC 20410, Attention: Mr. James N. Forsberg. one or two copies of the application, as indicated in the chart, must also be sent to the HUD field office serving the area in which the applicants project is located. A list of field offices appears at the end of this NOFA. Field office copies must be received by the application deadline as well, but a determination that an application was received on time will be made solely on receipt of the application at the office of Special Needs Assistance Programs in WashLugton. OR FURTH= 13WORMATIOR CONTACT: The HUD field office :or the area .n which ne proposed project 4-9 located. SUFPLMMFlARY IRFORIOITIOR: The information collection requirements contained in this notice have been submitted to the office of Management and Budget oMB) for review under the Paperwork Reduction Act of :960 and have been assigned OMB control numbers 2506-0131, 2506-0112, and 2506-0118. Introduction This NOFA announces the availability of funds for aseiai:ance under the following programa: (1) Supporti-to Housing; (2) shelter Plus care; and (3) Section 8 Moderate Rehabilitation for single Room occupancy Dwellings for Homeless Individuals (section 8 SRO). (The supportive Housing program is a newly authorized program under Title IV of the Stewart B. McKinney Homeless Assistance Act (McKinney act), as amended by section 1403 of the sousing and community Development Act of 1992 (Pub. L. 102-550, approved Oct 28, 1992) 1992 Act). The amendment removed the Supportive Housing Demonstration Proeram, while included the Transitional Housing and Permanent Housing for the Handicapped Homeless programs, and the Supplemental Assistance for Facilities hat Assist the Homeless program (SAFAH), and combined many of the elements of those programs into the new Supportive Housing Program.) In an effort -to simplify the planning process for applicants, this combined NOTA covers all three programs. Although application deadlines, amounts available, eligible applicants, and eligible activities differ by program (as described later in this NOFA), HUD believes that applicants will be better served by having a complete schedule of funding available an early as possible for all of theme programs. Applicants will thereby have an opportunity to coordinate resources needed for one or more program applications early in the fiscal .rear. With the ccmah' nod NoFA, applicants can mora easily determine which program will best serve their needs and which requirements they will be able to meet, and plan accordingly. The Department believes this will reduce the burden on applicants in the application process and allow both Federal and private dollars to be coordinated more effectively. In addition, in order to encourage applicants to focus on submitting high-quality proposals and to save applicants who may not be funded from having to submit at the time of application information that is not necessary for rating, sUD is revising its application process. Conditional selections will be made based on the criteria described in the -Application Selection Process, section in this Nom Applicants who are conditionally selected will be notified of the additional information needed to confirm or clarify information provided in the application. Applicants will then have three months to submit such information. Allocation Amounts and Submission Deadliness Of the $515 million in funds available under this NOFA, 5472 million were appropriated by the Department's appropriations act for fiscal year 1993 (Pub. L. 102-389, approved Oct. 6, 1992). The balance of 543 million represents funds carried over from Fiscal Year 1992. The approximate amount available for each competition as well as the application deadlines and where applications must be sent are specified in the chart below. Any unobligated funds from previous competitions or additional funds that may become available as a result of deobligation or recapture from previous awards may also be used to fund applications for the same program submitted in response to this NOPA. SCHEDULE OF COMPETITIONS FOR FISCAL YEAR 1993: SUPPOR?IVN SHHL?Ot SECTION s ELEMEN'P HOUSING PLO18 CARR SRO APPROSIRATZ 100 Million 5300 Million 115 MILLION FUNDING POR PT 1993 APPLICA=IONS May 21, 1993 July 9, 1993 Aug. 27, 1993 DUH TO HUD 5:15 PM 5:15 PM 5:15 PM HRADp Eastern Time Eastern Time Eastern Time IN 108EX100T N ORIGINAL COPY ORIGINAL COPY ORIGINAL COPY APPLICATIONs TO TO TO To BE HEADQUARTERS HEADQUARTERS HEADQUARTERS SEEM TO IN WASHINGTON IN WASHINGTON IN WASHINGTON ONE COPY TWO COPIES Two COPIES TO LOCAL TO LOCAL TO LOCAL FIELD OFFICEFIELD OFFICE FIELD OFFICE Progra coaly The programs included in this NOVA have three common everall'goals. These goals are to help homeless persona, primarily those living in places not ordinarily meant for human habitation or in emergency shelters, to (1) achieve residential stability; (2) increase their skill levels and/or income; and (3) obtain greater self-determination (i.e., more influence over dec4aions that affect their lives). These goals are reflected in the application package and selection-n-teria for each of the programs. Aenidentiai stability refers to access to, and length of stay in, stable affordable housing. Achieving residential stability involves not only :he availability of affordable, permanent housing, but also the success of the Program In addressing the problems that led to the family or individual becoming homeless. Those problems may involve mental illness, substance abuse, physical disabilities, unemployment, or other factors. Increased skill level and/or income reforn to the resources needed to enable persons to live ae self -sufficiently as possible. For many homeless persons this involves actions to bridge the gap between current income and the cost of living. The gap could be closed through employment, a higher -paying jab, or access to entitlement benefits. The likelihood of obtaining a job, or a higher -paying job, could be enhanced through job or skills training, or enrolling in General equivalency Diploma (GSD) or higher education courses. 8or homeless persons with mental or physical disabilities that are so severe in :e rule out outside employment, the goal of increased skill level and/or income :.ay involve actions to increase self-sufficiency in other ways (e.g., life akills training, increased income through employment within the project, or increased income through access to entitlement benefits). Greater self-determination refers to increases in the influence that participants have on decisions that affect their lives. Those increases may result :tom such actions as involvement in the development of his or her individual housing and supportive services plan (including developing personal goals), participating in resident advisory council meetings or other involvement in the development of program rules and procedures, involvement in program implementation through such activities as employment and volunteer services, and choice in selecting service providers. Measurable objectives To apply these goals to their proposed programs, applicants must establish and include in their applications measurable objectives for each of he three goals. Applicants must also describe how their proposed programs will help _hem achieve these goals. tiro examplop of measurable objectives for the goal of residential stability are: 50 percent of shelter Plus care residents remain housed in Permanent, affordable housing one year after moving into housing; 30 percent of transitional housing graduates will receive section 8 rental housing assistance. An example of a measurable objective for the goal of increased skill level and/or income is: Incomes of 70 percent of families in supportive Housing increase by at least 20 percent within twelve months of entry into the program. While the goal of greater self-determination is less quantifiable than the other two, measurable objectives can still be established. An example of such an objective is: 85 percent of residents participate °n developing their individual housing and services plans within two months of entering :he program. The measurable objectives established by each applicant are expected to vary based an the specific needs and ch-racteristics of the homeless persons proposed :o be served as well as the specific program chosen. Where the population proposed to be served has multiple or particularly difficult problems that need to be addressed, objeutives should reflect realistic expectations. The highest ratings under the quality of project plan criterion discussed later In this NOFA will be awarded to applicatiors containing project plans that describe specific measurable objectives `or each of the common goals specified above, how the proposed plan of housing and services will help residents reach these goals, how the programs success will be evaluated, and how program modifications will be made, if necessary, as a result of this evaluation. HUD will not consider the level of expectations described in the o!•t- tives in rating r.rr "cations. That is, an application that contains realistic objectives reflecting the very dysfunctional nature of the population to be served will be treated the same as an application that contains more optimistic objectives reflecting a less dysfunctional population. BUD specifically does not want the process of establishing measurable objectives to lead applicants away from serving hameloss persons with the mast serious problems. BUD does want applicants for each program to adopt the three goals, carefully consider how they can achieve them through their proposed projects, establish measurable objectives to gauge whether they are achieving the goals and, if funded, periodically measure project results and, as necessary, make program adjustments. Targeting Because the resources available are limited, the Department is targeting resources to projects that will principally serve persons who are sleeping in emergency shelters (including hotels or motels used as shelter for homeless families), or places not meant for human habitation, Such as cars, parks, sidewalks, or abandoned buildinoe. This includes persons who ordinarily live in such places but are in a hospital or other institution on a short-term basis (short-term is considered to be 30 consecutive days or less.) Applicants that target such homaloan persons and that present a workable strategy for reaching these populations will receive the highest rating under the targeting selection criterion. The Department also considers as homeless: 1) persons who are graduating from transitional housing designed for homeless persons, and 2) persons who have been in institutions for more than 30 days and are within a week being released from institutions or persons who are within a week being evicted from dwelling units, And lack the resources and support networks needed to obtain access to housing. However, to ••he extent that applicants propose to serve such homeless persons, points will not be received under the tax etinq selection criterion. Program Descriptions Each of the programs to be funded under this NOPA are described briefly. However, to understand fully the requirements of each program, potential applicants must read the applicable regulations. An interim rule for the Supportive Housing Program and a final rule for the Shelter Plus Care program, which are complete in themselves, are being published simultaneously with this NOPA. An interim rule amending the regulations for the section 8 SRO program at 24 CPR part 882, subpart B, is also being published simultaneously with this NOVA; however, it must be read in conjunction with the regulations as they appear at 24 CFR part 882, subpart H. Funds made available through this NOTA are subject to these regulations. ' supportive sousing Program 8nrpos41r The purpose of the supportive Housing Program is to promote the development and provision of supportive housing and/or appropriate supportive services, including innovative approaches to assist homeless persons in the transition from homelessness and to enable them to live as independently as possible. Bligible applicaater states, metropolitan cities, urban counties, other governmental entities, Indian tribes, private nonprofit organizations, and ccussunity mental health associations that are public nonprofit organizations. components: supportive Housing funds may be orad to vrovidet if transitional•nouasnq assigned to enols Homeless persons and families to becoar as independent as possible and to move to permanent housing within a 24 month period, which may include up to 6 months of'follow-up services after roe idents move to permanent housing; (2) community-based permanent housing for persons with disabilities provided in conjunction with appropriate supportive services designed to maximise the ability of such persons to live independently; (3) innovative supportive housing that is designed to meet the immediate and long-term needs of homeless individuals and/or families; or (4) supportive services for homeless 4nd±7iduals not provide+ i.n conjunction with supportive housing. Applicants who are applying for multiple components must submit separate applications unless the applicant considers the components to be mutually dependent, in which case they should be submitted in a single application. Authority: The Supportive Sousing Program is authorised by title IV, subtitle c, of the McKinney Act, as amended by section 1403 of the 1992 Act. An interim rule for the program in being published elsewhere in today,. Federal Ssgistar. The funds made available under this NOFA are subject to the requirements of those regulations. allocation) A total of $150 million is available for supportive Sousing. However, approximately $50 million has been set-aside for the renewal of grants made under the former SAFAB program and Supportive Housing Demonstration Program, including both Transitional Housing and Permanent Housing 'or Handicapped Homeless, and for a technical assistance set-aside. This NOFA is Dot an announcement for applications for renewal grants. information concerning renewal grants for current grantees entering their last year of funding under the former SAFAH program or supportive Housing Demonstration Program, including both Transitional Housing and Permanent Housing for the Handicapped Homeless, can be obtained from local HDD Field offices. In accordance with section 429 of the McKinney Act, as amended, BUD will allocate not less than 25 percent of the tots: available funds to projects that primarily serve homeless families with children, not lass than 25 percent to projects that primarily serve homeless persons with disabilities and not less than 10 percent for supportive services not provided in conjunction with supportive housing. After applications are rated and ranked, based on the criteria described below, BUD will determine if the conditionally selected projects achieve these minimum percentages. if not, BUD will skip higher - ranked applications in a category for which the minimum percent has been achieved in order to achieve the minimum percent for this category. if there i3 an insufficient number of conditionally selected applications in a category to achieve its msnimum percent, the unused balance will be used for the next highest -ranked approvable application in the competition. Sligible activities: The funds are available for assistance in the form of grants for: (1) acquisition; (2) rehabilitation; (3) now construction where the applicant demonstrates that the costs associated with new construction are substantially less than the costs associated with rehabilitation or the applicant provides evidence of lack of available appropriate units that could be rehabilitated at a cost less than new construction; (4) leasing costs; (5) operating costo; and (6) supportive services costs. Assistance for leasing, operating, and supportive services costs will be made for a period of up to five years. Applicants may apply for one or more than oae eligible activity. Applicants may not receive assistance to replace funds provided by any State or local government to assist homeless persons. A proposal for an existing project will be considered for assistance only if it will increase the number of homeless persons served or provide additional supportive services. HUD will only fund the portion of the project that will expand the program. organisation@ that are currently leasing properties through the single Family Property Disposition program may request fundr• to purchase the property to use for purposes eligible under this program. Shelter Plae case PozVMW3- The purpose of the Shelter Plus care (s+C) program is to provide long-term rental assistance, in connection with supportive -services funded from sources other than this program, to homeless persons with disabilities. Assistance is targeted primarily to homeless persons who are living in places not ordinarily intended for human habitation or in emergency shelters and are seriously mentally ills have chronic problems with alcohol, drugs, or bothl or have acquired immunodeficiency syndrome (AIDS) and related diseaseal and the families of such persons. T!`- grogram is designed tz allow applicants to provide housing in a variety of settings, such as group settings or individual units in the community. Housing also may be provided in one setting with intensive supportive services followed by more independent housing with fewer supportive services, provided that eligible participants receive rental assistance on a permanent basis. Appropriate supportive services designed to enable participants to achieve and maintain independent living must be made available to the proposed participants. Rligible applicantes states, units of general local government, public housing agencies (PHAs) and Indian tribes. Applicants other than States and state Pne may subsdt only one s+C application. A state or State PHA may submit applications for more than one jurisdiction but must submit a separate application for each and may only submit one application for each jurisdiction. Applications may include proposals for one a+C component or for a combination of components. No one application may request more than 010 million. Campomantss The S+c program provides long-term rental assistance through four aamponents. The four components ares 1) Tenant -based Rental Assistance 1TRAi. which provides grants for rental assistance over a five-year period. Participants reside in housing of their choice, except that, where necessary to facilitate the coordination of supportive services, grant recipients may require participants to .Live in a specific area for their entire period of participation or in a specific structure for the first year and in a @pacific area for the remainder of their period of participation. 2) sooneor-based Rental Assistansce tsRAs. which provides grants for rental assistance through contracts with sponsor organisations, over a five- year period. A sponsor may be a private, nonprofit organisation or a cc®unity mental health agency established as a public nonprofit organization. Participants reside in housing owned or leased by the sponsor. Applicants must identify in their applications the nonprofit sponsor(s) and the housing sites) to be provided. 3) Proiact-based Rantal Assistance iPRAi, which provides grants for rental assistance, through contracts between the grant recipient and owners of existing structures, where the owners agree to lease the subsidized units to, or on behalf of, participants. Rental subsidies are provided for a period of five or ten years. To be eligible for 10 years of rental subsidies, the owner must complete, at his or her expense, at least $3,000 of rehabilitation for each unit (including the unites prorated share of work to be accomplished on coe®on areas or systems), to make the structure decent, safe and sanitary. The rehabilitation must be completed within 12 months of the date of the grant agreement. 4) section 8 moderate Rehabilitation for single Room occuonacv Dwellings for Homeless individuals isRof, which provides grants for rental assistance in connection with the moderate rehabilitation of an,:, housing units. Resources to fund the cost of rehabilitating the dwellings must be obtained from other sources. However, the rental assistance covers operating expenses of the rehabilitated SRO units, including debt service for rehabilitation financing, provided the monthly rental assis•.nce per unit does not exceed the fair market rent for a rehabilitated SRO unit. Assistance is available for ten years. No single application may receive assistance for more than 100 units. or turnoses of :his competition, applicant States. units cf ?eneral local government and"Indian tribes must subcontract with a PRA .o aaminseter the S+C/820 assistance. At- such time as a system is in place to allow applicants other than PSAs to administer the assistance, a subcontract will no longer be required. unlike last years competition, Appendices 31 and 34 of HUD Handbook 7420.3 will not be used to calculate bass and contract rents or to determine eligible rehabilitation costs for the SRO component. This information will be specified in the application package and technical assistance materials. anthoritys The Shelter Pius care program is authorized by title Zv, subtitle P, of the McKinney Act (42 U.S.c. 114031, as amended by section 1406 of the 1.992 Act. A final rule for the Shelter Plus Care program, which incorporates changes made by the 1992 Act, is being published elsewhere in today•s ruderal Register. Funds made available under this NOFA are subject to the requirements of that rule. Allocations Approximately 5300 million is available for assistance under the Shelter Plus Care program. Unlike the 1992 S+C funding, separate allocations for each component have not been made. In accordance with section 459(a) of the McKinney Act, as amended by the 1992 Act, HUD will allocate at least 10 percent of the available funds for each component. After applications are rated and ranked, based on the criteria described below, HUD will determine if the conditionally selected projects achieve these minimum percentages. if necessary, HUD will skip higher -ranked applications for a component for which the minimum percent has been achieved in order to achieve the minimum percent !or another component. If there -a an insufficient number of approvable applications in a component to achieve its minimum percent, the unused balance will be used for the next highest -ranked approvable application in the competition. section 455(a)(2) of the McKinney Act includes geographic diversity an one of the selection criteria. In order to achieve geographic diversity, HUD will determine, after applications are rated and ranked, whether each of the four Census Regions contains at least three conditionally selected applications. :f not, HUD will substitute the highest ranked approvable applications in the necessary Census Region for applications at the bottom of the list of conditionally selected applications. Eligible Activities: S+C funds may be used only for rental assistance, including security deposits, and for costs related to administering the rental assistance. up to eight percent of the amount awarded may be used for such administrative costs. Recipients must make available supportive services that are at least equal in value to the aggregate amount of rental assistance provided by the grant. Section 8 Moderate Rehabilitation Program for Single Ro® Occupancy Dwellings for Homeless individuals Purposes The purpose of the section 8 Moderate Rehabilitation Program for single Room Occupancy (sw) Dwellings for Homeless Individuals is to provide rental assistance on behalf of homeless individuals in connection with the moderate rehabilitation of SRO dwellings. Resources to fund the cost of rehabilitating the dwellings must be obtained from other sources. However, the rental assistance covers operating expenses of the SRO housing, including debt service for rehabilitation financing, provided the monthly rental assistance per unit does not exceed the moderate rehabilitation fair market rent for an SRO unit, as established by HUD. Eligible applicants: Public housing authorities (PHA), Indian housing authorities (IHA), and private nonprofit organizations. Applicants must submit a separate application for each sito for which assistance is requested. For purposes of this competition, private nonprofit organizations must subcontract with a PHA to administer the SRO assistance. At Such time as a system :s in place to allow nonprofit applicants to administer the assistance, a subcontract will no longer he required. Aetbority: This program is authorized by section 441 of the McKinney Act (42 O.B.C. 11401), as amended by section 1405 of the 1992 Act. An interim rule amending the program regulations (24 CPR part 882, subpart H) -is being published simultaneously with this NOFA. Funds made available under this NOPA are subject to the requirements of the amended regulations. Allocations Approximately $115 million is available for assistance under the section 8 sRo program. HOD estimates that this $115 million will assist approximate:, 2,000 units over 10 -year funding period. The national competition procedures established for the program by section 441 of the MCRiuney Act apply, rather than the -fair share- allocation procedures required for most a4sisted housing funds under section 213(d) of the Housing and Community Development Act of 1974. However, no city cc urban county may have projects receiving a total of more than 10 percent of the assistance to be provided under this program. in addition, no single applicant shall receive assistance for more than 100 units. Eligible Actititieet SRO grants may only be used for rental assistance and for administering the rental assistance. The grant will be for a 10 year period. The McKinney Act requires that first priority for occupancy of SRO moderate rehabilitation units shall be given to homeless individuals. This requirement, however, is not meant to eliminate the rights of current tenants to remain in the building after it is rehabilitated. Due to limited resources and considerations of relative need, HOD will only provide assistance for units that are vacant or units that are occupied by individuals eligible for section 8 assistance. However, in order to be considered for funding, at least 50 percent of the units to be assisted must be vacant. in addition, as the currently occupied assisted units become vacaut, eligible homeless persons must be given first priority for such units. Maxim and minimm cost Unites Under the McKinney Act, HOD is required to publish the SRO per unit rehabilitation cost limit each year to take into account changes in construction costs. For purposes of Fiscal Year 1993 funding, the coot Limitation is raised from 815,500 to $15,700 per unit to take into account increases in construction costs during the past 12 -month period. This increase is made in accordance with 24 CPR 882.805(g), Initial contract rents. Section 127 of the Department of Housing and urban Development Reform Act of 1989 (Pub. L. 101-235, approved December 15, 1989) revised the minimum amount of rehabilitation required. A unit to be assisted must need a minimum expenditure of $3,000 of eligible rehabilitation, including the unit's prorated share of work to be accomplished on common areas or systems. unlike previous section 8 SRO program competitions, Appendices 31 and 34 of HOD Handbook 7420.3 will not be used to calculate base and contract rents or to determine eligible rehabilitation costs. This information will be specified in the application package and technical assistance materials. Program smeary The chart below summarizes key aspects of each of the programs discussed above. srmr aaspose:3vs maamsmm s®tass pros smo massa subtitle C of Title 1V of the stawart 9. subtitle r of Title !V of the Steven a. section 441 of the Msslnney Nameless MCiinOey ssmsiese stwart a. Mes:inmey aaseless AestetaMeiAssistanceact, as Assistance Act, u Act, u ammedadamendedamended as 24 Cfa 2dFinai 24 par! sea, i nte.rlmmrulesI March 15, 1993 ValeI March 1S, 199] a, an amended March 1S 199] late@ 9 units of general states Waits of general pay privatei APPLUM(sl local government public housing ocai goverment Tribes nonprofit pus) pay organisations agencies private nonprofit organisations CMaCtI :hat are public nonprofit or anisations Transitional bous• Tenant-based sao housing petmaeent housing prooJeect-based for disabled a smo-based persome Znwwative supportives ng s services not in conjunction with supportive housing cental assistance a Rental 3.ZGZ= Rehabilitation• New construation Assistance aCTSVZIM Leasing operating coats supportive services 8ameLose persons aomeless disabled aamsless PONOLRTZM individuals individuals Nameless disabled section s individuals and eligible current their families uVents. 9M9asas Bcrosless persons nameless persons what NIAUVMsUZAL C"MsZOMMUM with disabilities ace seriouslysessionsfamiliesmentallyill with children have rhronic problame with alcoboi and/or drugs have AIDS and relattd diseases INIT.LAL 15 -.years TRRJI of ABNISTANCB New Program Requirements 5 years: TRA, SRA, and 110 years PRA if no rehabilitation 10 years:•SRA and PRA if In addition to specific changes that are reflected in the above descriptions, there are several fiscal year 1993 legislative changes which affect the programs included in this NOFA. All programs are required to involve at least one homeless or formerly homeless person on the board of directors or an equivalent policymaking entity of the recipient, to the extent that such entity considers and makes policies and decisions regarding any project, supportive service, or assistance provided under the program. This requirement is waived if the applicant in unable to most the requirements under the preceding sentence and presents a plan for HUD approval to otherwise consult with homeless or formerly homeless individuals in considering and making such policies and decisions. In addition, to the maximum extent practicable, recipients must involve homeless individuals and families, through employment, volunteer services, or otherwise, in constructing, rehabilitating, maintaining, and operating the project and in providing supportive services. Further, supportive Housing and section 8 SRO recipients who are terminating assistance to participants because cf a violation of program requirements mus: provide a formal process that recognizes the rights of individuals receiving assistance to due process of law. shelter Plus care recipients are already required to provide such a process. Application Requirements and Comprehensive Housing Affordability strategy The specific application requirements will be specified in the application package for each program. This package includes all required forme and certifications, including those certifications required in connection with the Comprehensive Housing Affordability strategy (CHAS), as follows: Applicants that are states or units of general local govermaat: The applicant must have a HUD -approved CHAS for PY 1993 and must submit a certification that it is following, and the application for funding is consistent with, the HUD -approved CHAS for FY 1993. (In the case of a state applicant for the shelter Plus Care program, the state must also submit a certification by the unit of general local government in which the proposed project will be located that the states application for funding is consistent with the unit of general local government's HUD -approved CHAS for FY 1993. This certification is o^ly required, however, if the unit of general local government is required to have, or has, a complete CHAS, or if it is authorized to use an abbreviated CHAS and is applying for shelter Plus Care assistance under this NOFA [and therefore has, or will have, an abbreviated CHAS for fiscal year 1993 for that program).) Applicants that are not states or units of general local government: The applicant must submit a certification by the jurisdiction in which the proposed project will be located that the jurisdiction is following, and the applicant's application for funding is consistent with, the jurisdiction's HUD -approved CHAS for FY 1993. The certification must be made by the unit of general local government if it is required to have, or has, a complete CHAS, or if it is authorized to use an abbreviated CHAS and is applying for the same program under this NOFA (and therefore has, or will have, an abbreviated CHAS for fiscal year 1993 for that program). otherwise the certification may be made by the state, or if the project will be located in a unit of general local government authorized to use an abbreviated CHAS, by the unit of general local government if it is willing to prepare such a CHAS. n Samoa and the Northern Mariana islands. These entities are not d to have a CHAS or to make CHAS certifications. An application by ah tribe or other applicant for a project which will be located on a 10 at"tion of ao :ndiaa tribe will set .rignira-a cortiiiaatioa by the-:_ibsthe••atasr. ..aowwr; whets as =sdias tribe -is, tbo.appilamm for a proleaa niU.mot bw-locate os -•a reservation.. the regdirosast for a Ceraifieatioe uta r -the preeediag paragr"i will ..apply. 11 7 Q0 • A i • ~W.. AA/f •...l...w ......:............. All CHAS cartificat:cns must be made by the public official responsible for supmittinq the CHAS to HUD. All CHAS certifications must be submitted as part of the application by the application submission deadline set forth in 4. this NOPA, except as provided in the next paragraph. THE REQUIRED CHAS MUST THEREFORE HAVE BEEN SUBMITTED MORE THAN 60 DAYS BEFORE THE APPLICATION SUBMISSION DEADLINE, SINCE HUD HAS 60 DAYS TO REVIEW AND APPROVE THE CHAS. WHERE THE CERTIFICATION OF CONSISTENCY IS PERMITTED TO BE SUBMITTED AFTER THE APPLICATION SUBMISSION DEADLINE, AS DESCRIBED IN THE NEXT PARAGRAPH, THE CHAS MUST BE SUBMITTED FOR APPROVAL IN TIME FOR THE CERTIFICATION TO BE MADE BY THE LATER DATE. IN NO EVENT WILL. AN APO"eATION BE CONSIDER" IF THE CHAS HAS NOT BEEN SUBMITTED FOR APPROVAL BY THE APPLICATION SUBMISSION DEADLINE. Due to the relatively short lead time for the supportive Housing competition, if the required CHAS has been submitted by the application submission deadline but has not yet been approved by BUD, the deadline will not be applied to the certification of consistency. Instead, the application must include a written statement from the public official responsible for submitting the CHAS that the jurisdiction has submitted a CHAS for FY 1993 for BUD approval and that the application for funding is consistent with the CHAS. if BUD approves the CHAS, the required certification that the jurisdiction is following, and the application is consistent with, a HUD -approved CHAS for FY 1993 can be submitted at that time, if within the three month deadline for submission of additional project information. (See the section in this MOFA on Grant Award Process.) The grant will not be awarded unless the CHAS is approved and the required certification is made. if the grant is not awarded, the funds will be made available in the next competition for the applicable program. The CHAS regulations are published in 24 CFR part 91. Application Selection Process The Department will use the following review, rating, and ranking process for each of the four competitions to be conducted under this NOTA. 1. Review, Applications will be reviewed to ensure that they most the following: a) Form, time and adequacy. Applications must be filed in the form prescribed by HUD in the application process and within the time established in this NOPA. b) Applicant eligibility. The applicant and project sponsor, if relevant, must be eligible to apply for the specific program. c) Eligible population to be served. The population proposed to be served must be homeless (or in the case of section 8 SRO, either homeless or Section 8 eligible) and meet other eligibility requirements of the specific program. d) Eligible activities.^ activities for which assistance is requested must be eligible underspecific program. e) Outstanding audit fine No organization that receives assistance may have an outstanding oL igation to HUD that is in arrears or for which a payment schedule has not been agreed to, or whose response to an audit is overdue or unsatisfactory. f) Fair housing and equal opportunity. organizations that receive assistance through the application must be in compliance with applicable civil rights laws and Executive orders. g) vacancy rate. For the Section 8 SRO program, at least 50 percent of the units to be assisted at any one site must be vacant at the time of application. 2. Rating and Ranking. Applications will be rated and ranked, with a maximum of 1,000 points, based on the criteria listed in paragraphs 3 through 6 below. The five core selection criteria described in paragraph 3 apply to each of the programs covered by this NOPA and account for 850 of the 1000 points -n each competition. The remaining 150 points in each competition will be awarded under criteria that are specific to each of the programs, as described in paragraphs 4-6. To be eligible for award, applicants must receive at least 500 points and must receive points under each of the core selection criteria except for criterion. 3e, -Coordination with Other Programs.~ Shelter Plus Care applicants also must receive points under the two criteria specified in 12 oaragranb S. -services to ?argeted Disaniriti'es- and "supportive service cc unntsr•..• supportive Housinq applicants must also receive points under the^ -Coat Effsetivenese- criterion specified in paragraph 4, and those supportive Housing applicants that are applying as innovative supportive housing projects also must achieve points under the *Innovative quality of proposal* criterion specified in paragraph 4. Supportive Housing applicants do not have to receive points under the Leveraging- criterion specified in paragraph 4 to be eligible for an award. section a SRA applicants do not have to receive points under the program specific criteria specified in paragraph 6 to be eligible f-- an award. whether or not an ap;lication is selectow ill depend on its overall ranking when compared to other applications for funding under that program. For Shelter Plus Care and Supportive Housing, in cases where the applicant requests assistance for more than one project within one application, the projects will not to rated separately. Rather, the application will be rated as a whole. (For Section S SRA, only one project is allowed per application.) For all programs, in the event of a tie between applicants, the applicant with the highest total points for criterion 3(a), need, will be selected. in the event of a procedural error that, when corrected, would result in selection of an otherwise eligible applicant during the funding round under this NOVA, HUD may select that applicant when sufficient funds become available. 3. are selection criteria. al Nae". HUD will award up to 100 pointe based on the extent of need or the project in the community and the applicant's demonstrated understanding of the needs of the specific hameless populations) proposed to be served. Ratings will be made based on the extent to which applicants demonstrate: 1) Substantial unmet needs, particularly among the target population who are living in places not ordinarily meant for human habitation (e.g., streets) and in emergency shelters, based on reliable data from surveys of homeless populations, the Comprehensive Housing Affordability Strategy (CHAS), or other reports or data -gathering mechanisms that directly support claims made; 2) An understanding of the homeless population to be served and its unmet housing and supportive service needs. b) Tarantino to Perions Living on the streets and in Lmeraencv rsheltes. HUD will award up to 200 pointe based on: 1) The extent to which the project will serve homeless families and/or individuals living in places not ordinarily scant for human habitation streets, parks, abandoned buildings, automobiles, under bridges, :n ransportation facilities) and those who reside in emergency shelters: and 2) The likelihood that proposed plans for outreach and selection of participants will result in these populations being served. c) duality of Proiect Plan. HUD will award up to 300 points based on the extent to which the application presents a clear, well -conceived and thorough plan for assisting homeless persons achieve residential stability, increased skills and/or income, and more influence over decisions that affect their lives. Higher ratings will be assigned to those applications that clearly describe: 1) How program participants will achieve residential stability, including how available supportive services will help participants reach this goal; 2) How program participants will increase their skill level and/or income, including how available supportive services will help participants reach this goal; 3) now program participants will be involved in making project decisions that affect their lives, including how they will be involved in selecting supportive services, establishing individual goals and developing Plans to achieve these goals; 13 4) For supportive Housing applicants proposing to provide transitional houping, how permanent affordable housing will be identified and made available -to participants upon leaving the transitional housing, and how participants will be provided necessary follow-up services to help -them achieve stability in the permanent housing; 5) How the service needs of participants will be assessed on an ongoing basis; 6) Sow the proposed housing, if any, will be managed and operated; 17) now participants will be assisted in assimilating into the community through -tenons to neighborb-4 facilities, activities and services; 8) How and when the progress of participants toward meeting their individual goals will be monitored and evaluated; 9) now and when the effectiveness of the overall project in achieving its goals will be evaluated; and 10) now the proposed project will be implemented in a timely fashion. d) capacity. HDD will award up to 200 points based on the extent to which those who will be involved in carrying out the project have experience in activities similar to those proposed in the application. Ratings will be assigned based on the applicants prior performance with any HDD McKinney Act grants and the extent to which the application demonst=ates experience in the followi;.g areas: 1) Engaging the participation of homeless persons living in places not ordinarily meant for human habitation and in emergency shelters; 2) Assessing the housing and supportive service needs of homeless persons; 3) Accessing housing and relevant supportive service resources; 4) If applicable, contracting for and overseeing the rehabilitation or construeion of housing; 5) If applicable, operating housing for homeless persons; 6) If applicable, administering a rental assistance program (including supportive Housing applicants proposing to lease individual units;) 7) If applicable, providing supportive services for homeless persons; 8) Monitoring and evaluating the progress of persons toward meeting their individual goals; and 9) Evaluating the overall effectiveness of a program and using• evaluation results to make program improvements. e) Coordination with other Proarams. HDD will award up to 50 points based on the extent to which applicants demonstrate that they have coordinated with Federal, state, local, private and other entities serving homeless persons in the planning and operation of the project. such entities may include shelter, transitional housing, health care, or social service providers; providers funded through Federal initiatives (such as the PATH and ACCESS programs administered by the D.S. Department of Health and Human services); local planning coalitions or provider association@; or other programs relevant to the local community. Higher points will ba given to those applicants that can demonstrate that: 1) They are part of an ongoing community -wide planning process which is designed to share information on available resources and reduce duplication among programs that serve homeless persons; and 2) They have consulted directly with other providers regarding coor"nation of services for project participants. 4. supportive Housina additional selection criteria. f) leveraging. HDD will award up to 50 points based on the extent to which resources from other public and private sources, including cash and the value of third party contributions, have been committed to support the project at the time of application. (NOTE; Any applicant who wishes to receive points under this criterion must submit documentation of leveraged resources which meets the requirements stated in the application. This is optional; applicants who cannot, or choose not to, provide firm documentation of recourcea an part of the application will forego any points for leveraging.) g Cost Effectiveneee. HDD will award up to 50 points for cost effectiveness. supportive housing projects will be rated based on the number of new supportive housing beds made available in relation to the amount of HDD 14 undinq requested !or housing costs, when compared to other -ransiticnal :r permanent acuaLng-projecrs. as applicaple, and when adjusted for high cost areas'..- - Projects-ebat, an. their sole activity, are providing supportive r.. services to homeless persons will be rated based on the amount requested from HUD for supportive services in relation to the project•@ total budget for supportive services. h) Innovative quality of Proposal. HUD will award up to 50 points based on the innovative quality of the proposal, when compared to other applications and projects that have been ..:..ad in the past, '^ terms U.I. 11) Helping the hameless population to be served to reach residential stability, increase their skill level and/or income and increase the influence they have over decisions that affect their lives; had ( 2) A clear link between the innovation(@) and its proposed effect(@); 3) Its ability to be used as a model for other similar projects. Applicants who have indicated is their applications that they are applying under the innovative supportive housing component must receive points under this criterion to be eligible for award. 5. shelter Plus Care additional selection criteria. f) service to Targeted Disabilities. HUD will award up to 100 points based on the number of individuals to be served who are seriously mentally ill, have chronic alcohol and/or drug abuse problems, or have AIDS and related diseases in relation to the total number of people that will be served. 9) Supportive Service Commitments. HUD will award up to 50 points based on the extent to which commitments to provide supportive services are available at the time of application. (ROTE: Applicants who are selected for funding will be required to provide supportive services at least equal in value to the aggregate amount of rental assistance over the term of the grant.) Applicants must receive points under both of these criteria to be eligible for award. 6. Section 8 nouarate Rehabilitation Program !or single Room Ocgupanev Dwellings for Homeless Individuals additional selection criteria f) Availability of vacant units. HUD will award up to 100 Points to SRO applicants based on the percentage of units (beyond the required 50 percent) proposed for assistance which are vacant at the time of application. q) Supportive service commitments. HUD will award up to 50 Points based on the extent to which commitm ate to provide supportive services are available at the time of application. (ROTE: Any applicant who wishes to receive points under this criterion swat submit documentation of supportive service resources which meet the requirements stated in the application. This is optional; applicants who cannot, or choose not to, will forego any points for this criterion.) An applicant does not have to receive points under either of theme criterion to be eligible for an award. Grant award Process HDD will notify applicants with the highest ranked applications that can be funded with the dollars available for that competition that they have been conditionally selected. BUD expects to announce theme selections within approximately 60 days of the application submission deadline. such applicants will be subsequently notified of the additional project information necessary for grant award and the date of the three month deadline for submission of such information. If an applicant is unable to meet any conditions for grant award within the specified timeframe, HUD reserves the right not to award funds and to use the funds available in the next competition for the applicable program. 15 Technical Deficiencies BUD will notify an applicant, in writing, of any curable technical deficiencies in the application. The applicant must submit corrections in accordance with the information specified in HUD's letter within 14 calendar days from the date of HUD's letter. if the applicant fails to submit the corrections within the 14 -day cure period, BUD will disqualify the application. Curable technical deficiencies are items that ere not necessary for miD review under the selection criteria (e.g., failure to submit a required certification). Applicants may not submit items that would improve the substantive quality of the application after the application deadline. Technical Assistance In order to afford applicants every opportunity to submit a ratable application, prior to the application deadline, BUD field office personnel will be available to provide advice and guidance to potential applicants on application requirements and program policies. Following selection of applications, HUD field office personnel will be available to assist applicants in clarifying or confirming information that in a prerequisite to the offer of a grant agreement by BUD. However, between the application deadline and the announcement of selections, BUD will accept no information that would affect the rating or ranking of applications. other Matters Paperwork Reduction Act The information collection requirements contained in this HOPA have been approved by the office of Managament and Budget (OHS) under section 3540(h) of the Paperwork Reduction Act of 1980 (44 u.s.C. 3504(h)), and assigned on control numbers 2506-0131, 2506-0112, and 2506-0118. Documentation and Public.Access Reauirements., Applicant/RecinientDieelosureee Ss tiOn 102. HUD Reform Act Documentation and public access reauiremente. HUD will ensure that documentation and other information regarding each application submitted pursuant to this HOFA are sufficient to indicate the basis upon which assistance was provided or denied. This material, including any letters of support, will be made available for public inspection for a five-year period beginning not less than 30 days after the award of the assistance. Material will be made available :n accordance with the Freedom of :nformation Act (5 U.S.C. 552) and HUD's implementing rugulations at 24 CFR part 15. :n addition, HUD will include t. -a recipients of assistance pursuant to this NOPA in its quarterly Federal Register notice of all recipients of BUD assistance awarded on a competitive basis. (see 24 CPR 12.14(a) and 12.16(b), and the Notice published in the Federal Register on January 16, 1992 (57 FR 1942), for further information on these documentation and public access requirements.) Disclosures. BUD will make available to the public for five years all applicant disclosure reports (BUD Form 2880) submitted in connection with this NO.A. update reports (also Form 2880) will be made available along with the applicant disclosure reports, but in no case for a period generally less than three years. All reports --both applicant disclosures and updates --will be made available in accordance with the Freedom cf information Act (5 U.S.C. 552) and BUD's implementing regulations at 24 CFR part 15. (Bee 24 CFR part 15, subpart C, and the notice published in the Federal Register on January 16, 1992 (57 FR 1542), for further information on these disclosure requirements.) Prohibition aaainet Lobbvina Activities The use of funds awarded under this NOFA is subject to the disclosure requirements and prohibitions of section 319 of the Department of interior and Related Agencies Appropriations Act for Fiscal Year 1990 (31 U.S.C. 1352) and the implementing regulations at 24 CFR part 87. These authorities prohibit recipients of Federal contracts, grants, or loans from using appropriated 16 fusds tar lobbying the executive or logidUtive I ban of the Federal 90VOgummM-am eenme um wsth a sppaaaaific contrast; grant, or loan. The pecIdUtlon almorcosarr the•awardisg 09 contracts, grants, a ative agresosnts: or loans unless the recipient ban made an acceptable certification r gardinq lobbying. Under 24 CPR pact 67, applicants, recipients, and subreai teats of assistance axeeedia 4100,000 must certify that ne Federal funds have or will be spout on labbyin9 activities in eenneeties with the assistance. Probibitien ",tinst r-Mmi sup --scanel section 112 of the Bowing and Usbam Development Reform Act of 1969 IFAEOM Act) added a now section 13 to the Department of flowing and Urban Development Act (42 U.B.C. 3531). Section 13 contains two provisions concerning efforts to influence BUD•s decisions with respect to financial assistance. The first imposes disclosure requirements on thaw who are typically involved in these efforts--thwe who pay others to influence this award of assistance or the taking of a managemat action by the Department Md these who are paid to provide the influence. The second restricts the palawt Of tees to those who are paid to influence the award of BUD assistance, it the tees are tied to the number of housing units received or are based on the amount of assistance received, or it they are contingent upon the receipt of assistance. section 13 was implemented at 24 CPR part 66. Appendix A of the rule contains example of activities covered by the rule. Any questions concerning the role should be directed to the office of Ethics, Room 2158, Department of Rousing and Urban Development, 451 seventh street BY, Washington. 2C 204101 (2021 705-3615 TDD/Voice. Min is not a tell -tree number.) Forms necessary for compliance with the rule may be obtained from the local BOD office. Pmhibitien —aiat adwa 3w/ermati"" es 11 iw DenisLM section 103 of the nature Act proscribes the communication of certain information by M employees to persons sot authorised to receive that information during the selection process for the award of assistance. BUD•s regulations implementing section 103 we at 24 CPR part 4. In accordance with the requirements of section 103, BUD employees involved in the review at applications and in the making of 9 -oda decisions are restrained by 24 CPR part 4 from providing advance information to any person lothor than an authorised employee of BUD) concerrpneitnig funding decisions, or tram otherwise giving sitam applicant an unfair should confine thtLve eir Persons who apply tar eat areas permitted by 24CPRpart 4. Applicants who bave queestions shonld irLes to the j contact the BUD office of Ethics at the address or telephone number in the preceding paragraph. MMUMMMMUMM A Finding of no significant mpeat with respect to the environment ban been made in accordance with EUD regulations at 24 CPR Part 50, which implement section 102121(C) of the national Environmental Policy Act of 1969. Thewkdayys in ttheaofficeiof theRules Dlic Doocckettion clock,toficelof the. and awera130 p.m. Counsel, Department of Sousing and Urban Development, Rom 10276, 451 seventh street ON, Washington, DC 20410. Federali® nz.cntiae order The General Counsel, as the Designated official undsr section 6(a) of mewative order 12612, ZIdgIAUM, bas determined provisions in the sepDostive Sousing and shelter Plus Cara program rules requiesng governmental app ants to wwas the responsibilities for environmental review, decisionmaking, and action under the national Eoviroamental Policy Act and other anviroamental authorities bas Federalism implications. While the aettgameat of these responsibilities under section 104(9) of the mousing and Community Development Act at 1974 is discretionary with EM, it is authorised and clearly the intent of section 443 of the nounney Act. Therefore, the policy is not subject to further cavi" under the order. Family rsacutiva order 17 The General counsel, as the Designated official under executive order 12606, The.Paeilv,.has determined that this document may 'rave potential for significant impact on the formation, maintenance, and general well-being of the family. Funding under the NOFA will be used to provide housing and supportive services to homeless families. Participation of families in the programs can be expected to support family values through helping families remain together by enabling them to live in decent, safe, and sanitary housing and to acquire the skills and means to live independently in mainstream American society. since the impact: upon the family is considered beneficial, no further review under order is necesr-y. BUD FINLD OFFIC38s ALABAMA Jasper Boatright, Beacon Ridge Tower, 600 Beacon Pkwy. West, Suite 3000, Birmingham, AL 35209- 3144; (205) 2P0-7672. I A9}A Colleen Craig, Federal Bldg., 222 W. 8th Ave., 064, Anchorage, AR 99513-7537; (907) 271-3669. ARIZONA Diane Domzalski, 400 North Fifth St., suite 1600, Phoenix AS 85004-2361; (602) 379-4754. ARKANSAS Billy M. Parsley, Lafayette Bldg., 523 Louisiana, Ste. 200, Little Rock, AR 72201-3707; 501) 324-6375. CALIFORNIA (Southern) Herbert L. Roberts, 1615 W. Olympic Blvd., Los Angeles, CA 90014-3801; (213) 251-7235. Northern) Gordon B. McKay, 450 Goldengate Ave., P.O. Box 36003, San Francisco, CA 94102-3448; (415) 556- 5576. CARISSEAN Carmen R. Cabrera, 159 Carlos Chardon Ave., San Juan, PR 00918-1804; (809) 766-5576. COLORADO Barbara Richards, Exec. Tower Bldg., 1405 Curtis St., Denver, Co 80202-2349; (303) 844-3811. CONNECTICUT Daniel Rolesar, 330 Main St., Hartford, CT 06106-1860; (203) 240-4508. DELAWARE John Kane, Liberty sq. Pldq., 105 S. 7th St., Philadelphia, PA 19106-3392; (215) 597-2665. DISTRICT of COLUMBIA James H. McDaniel, 820 lot St. Nz, Washington, and ND and VA suburbs) DC 20002; (202) 275-0994. FLORIDA Jame N. Nichol, 301 w. Bay St., suite 2200, Jacksonville, FL 32202; (904) 232-2626. G o GIA Charles N. Straub, Mussell Fed. Bldg., Roam 270, 75 Spring St. SW, ?.tlanta, GA 30303-3388; (4Ct) 331-5139. BANA II Patty A. Nicnolas, 7 Waterfront Plaza, Suite 500, 500 Ala Moana Blvd., Honolulu, HI 96813- 4918; (808) 541-1327. IDAHO John G. Bonham, 520 SN 6th Ave., Portland, OR 97204-1596; (503) 326-7018. I:.LINOIS James S. Barnes, 77 W. Jackson Blvd., Chicago, IL 60604; (312) 353-2977. INDIANA Robert F. Poffenberger, 151 N. Delaware St., Indianapolis, IN 46204-2526; (317) 226-5169. l8